|
1
|
|
$14.5M
|
+$76.1K
|
+3,700
|
+0.5%
|
|
|
2
|
UBS Group
Zurich,
Switzerland
|
$11.7M
|
-$720K
|
-35,014
|
-6%
|
|
|
3
|
Bank of America
Charlotte,
North Carolina
|
$4.09M
|
+$325K
|
+15,821
|
+8%
|
|
|
4
|
|
$1.81M
|
+$28.5K
|
+1,385
|
+2%
|
|
|
5
|
|
$1.76M
|
+$202K
|
+9,824
|
+13%
|
|
|
6
|
Guggenheim Capital
Chicago,
Illinois
|
$1.4M
|
-$169K
|
-8,237
|
-11%
|
|
|
7
|
Cetera Advisor Networks
El Segundo,
California
|
$971K
|
-$3.17K
|
-154
|
-0.3%
|
|
|
8
|
LPL Financial
San Diego,
California
|
$484K
|
+$493K
|
+23,992
|
New
|
|
|
9
|
Raymond James & Associates
St Petersburg,
Florida
|
$391K
|
+$16.5K
|
+800
|
+4%
|
|
|
10
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$385K
|
+$160K
|
+7,799
|
+69%
|
|
|
11
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$258K
|
-$46.2K
|
-2,248
|
-15%
|
|
|
12
|
|
$200K
|
–
|
–
|
–
|
|
|
13
|
Wells Fargo
San Francisco,
California
|
$160K
|
+$20.5K
|
+998
|
+14%
|
|
|
14
|
MSI Financial Services
Springfield,
Massachusetts
|
$56K
|
+$33.6K
|
+1,635
|
+144%
|
|
|
15
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$15K
|
-$25.9K
|
-1,260
|
-63%
|
|
|
16
|
Tower Research Capital (TRC)
New York
|
$15K
|
-$9.52K
|
-463
|
-39%
|
|
|
17
|
Focused Wealth Management
Newburgh,
New York
|
$15K
|
–
|
–
|
–
|
|
|
18
|
American International Group
New York
|
$10K
|
–
|
–
|
–
|
|
|
19
|
Formidable Asset Management
Cincinnati,
Ohio
|
$10K
|
–
|
–
|
–
|
|
|
20
|
Next Financial Group
Houston,
Texas
|
$5K
|
–
|
–
|
–
|
|
|
21
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
–
|
-$97K
|
-4,735
|
Closed
|
|
