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IGI

Western Asset Investment Grade Defined Opportunity Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$5.68M -$1.14M -67,804 -16%
SIA
2
Sit Investment Associates
Minnesota
$2.69M -$12.2M -721,612 -81%
Morgan Stanley
3
Morgan Stanley
New York
$2.11M -$212K -12,590 -9%
Raymond James Financial
4
Raymond James Financial
Florida
$1.72M +$1.78M +105,563 New
1CP
5
1607 Capital Partners
Virginia
$1.52M -$8.06M -477,955 -84%
HWAM
6
Hennion & Walsh Asset Management
New Jersey
$1.39M -$6.02K -357 -0.4%
Wells Fargo
7
Wells Fargo
California
$1.35M +$199K +11,794 +17%
WAM
8
Wolverine Asset Management
Illinois
$1.04M +$1.07M +63,612 New
GC
9
Guggenheim Capital
Illinois
$896K +$129K +7,624 +16%
Bank of America
10
Bank of America
North Carolina
$490K -$2.05M -121,618 -80%
OHWP
11
Oak Harbor Wealth Partners
North Carolina
$318K -$25.6K -1,521 -7%
Ameriprise
12
Ameriprise
Minnesota
$280K -$676K -40,120 -70%
SFS
13
Shaker Financial Services
Virginia
$201K +$207K +12,298 New
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$192K +$198K +11,774 New
MWM
15
Melfa Wealth Management
Massachusetts
$170K +$176K +10,424 New
Stifel Financial
16
Stifel Financial
Missouri
$163K +$169K +10,024 New
DI
17
Diligent Investors
California
$163K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$118K -$21.1K -1,251 -15%
Jones Financial Companies
19
Jones Financial Companies
Missouri
$35.1K +$33.7K +2,000 +1,333%
HC
20
Hara Capital
Washington
$28K +$28.9K +1,714 New
HCP
21
Hexagon Capital Partners
Arkansas
$26.6K
Comerica Bank
22
Comerica Bank
Texas
$19.6K
SIS
23
Sound Income Strategies
Florida
$16.9K +$287 +17 +2%
SPIA
24
Steward Partners Investment Advisory
New York
$13K
AF
25
Advisornet Financial
Minnesota
$11.6K