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Western Asset Investment Grade Defined Opportunity Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$11.9M +$28.1K +1,318 +0.2%
First Manhattan
2
First Manhattan
New York
$7.71M -$2.6M -122,014 -25%
Bank of America
3
Bank of America
North Carolina
$3.57M -$362K -16,963 -9%
Morgan Stanley
4
Morgan Stanley
New York
$2.16M +$214K +10,062 +11%
Invesco
5
Invesco
Georgia
$1.92M +$35.1K +1,646 +2%
Advocacy Wealth Management Services
6
Advocacy Wealth Management Services
Georgia
$1.06M -$534K -25,044 -34%
Cetera Advisor Networks
7
Cetera Advisor Networks
California
$988K -$64.4K -3,024 -6%
Guggenheim Capital
8
Guggenheim Capital
Illinois
$825K -$361K -16,927 -31%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$512K +$21.1K +991 +4%
LPL Financial
10
LPL Financial
California
$444K -$291K -13,667 -40%
Raymond James & Associates
11
Raymond James & Associates
Florida
$378K -$26.2K -1,230 -7%
YP
12
Yellowstone Partners
Idaho
$273K +$38.6K +1,812 +17%
Ameriprise
13
Ameriprise
Minnesota
$231K +$23.5K +1,103 +11%
Citigroup
14
Citigroup
New York
$213K – – –
Drexel Morgan & Co
15
Drexel Morgan & Co
Pennsylvania
$207K – – –
Wells Fargo
16
Wells Fargo
California
$140K -$26.7K -1,253 -16%
MSI Financial Services
17
MSI Financial Services
Massachusetts
$62K -$13.1K -616 -18%
Ladenburg Thalmann Financial Services
18
Ladenburg Thalmann Financial Services
Florida
$54K +$37.3K +1,752 +241%
Focused Wealth Management
19
Focused Wealth Management
New York
$16K – – –
Tower Research Capital (TRC)
20
Tower Research Capital (TRC)
New York
$8K +$8.23K +386 New
Penserra Capital Management
21
Penserra Capital Management
California
$3K -$895 -42 -26%
Next Financial Group
22
Next Financial Group
Texas
$3K – – –
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
– -$269K -12,827 Closed
American International Group
24
American International Group
New York
– -$10K -500 Closed
Formidable Asset Management
25
Formidable Asset Management
Ohio
– -$10K -500 Closed