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IGI

Western Asset Investment Grade Defined Opportunity Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$16M +$809K +39,366 +5%
Bank of America
2
Bank of America
North Carolina
$4.03M +$102K +4,957 +3%
First Manhattan
3
First Manhattan
New York
$2.59M
Morgan Stanley
4
Morgan Stanley
New York
$2.47M -$26.6K -1,295 -1%
Invesco
5
Invesco
Georgia
$1.72M +$19.4K +945 +1%
CAN
6
Cetera Advisor Networks
California
$1.14M +$96.3K +4,687 +9%
DA
7
Doliver Advisors
Texas
$933K +$205K +9,996 +28%
LPL Financial
8
LPL Financial
California
$789K +$154K +7,497 +24%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$517K +$44K +2,140 +9%
GC
10
Guggenheim Capital
Illinois
$467K -$36.3K -1,768 -7%
SFG
11
StrategIQ Financial Group
Indiana
$408K
RJA
12
Raymond James & Associates
Florida
$392K +$82K +3,990 +26%
WAM
13
Wolverine Asset Management
Illinois
$238K +$240K +11,684 New
SG Americas Securities
14
SG Americas Securities
New York
$214K -$81.8K -3,983 -27%
Citigroup
15
Citigroup
New York
$202K -$20.9K -1,018 -9%
Wells Fargo
16
Wells Fargo
California
$85K +$21 +1 +0%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$35K -$19.4K -944 -35%
RFM
18
Royal Fund Management
Florida
$16K
FWM
19
Focused Wealth Management
New York
$15K
FCMT
20
Founders Capital Management (Texas)
Texas
$10K +$10.3K +500 New
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$10K +$10.3K +500 New
PCM
22
Penserra Capital Management
California
$3K -$411 -20 -12%
NFG
23
Next Financial Group
Texas
$1K -$2.05K -100 -67%
Ameriprise
24
Ameriprise
Minnesota
-$230K -11,287 Closed
AGM
25
Alpine Global Management
New York
-$224K -10,998 Closed