|
1
|
UBS Group
Zurich,
Switzerland
|
$16.7M
|
+$16.3M
|
+794,273
|
New
|
|
|
2
|
|
$15M
|
–
|
–
|
–
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$4.52M
|
-$2.39M
|
-116,500
|
-35%
|
|
|
4
|
Bank of America
Charlotte,
North Carolina
|
$4.14M
|
-$602K
|
-29,379
|
-13%
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
$2M
|
-$243K
|
-11,865
|
-11%
|
|
|
6
|
|
$1.96M
|
+$111K
|
+5,411
|
+6%
|
|
|
7
|
|
$1.46M
|
+$69.3K
|
+3,383
|
+5%
|
|
|
8
|
Cetera Advisor Networks
El Segundo,
California
|
$1.05M
|
+$63.8K
|
+3,112
|
+7%
|
|
|
9
|
SG Americas Securities
New York
|
$280K
|
+$273K
|
+13,328
|
New
|
|
|
10
|
|
$269K
|
–
|
–
|
–
|
|
|
11
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$257K
|
-$22.3K
|
-1,086
|
-8%
|
|
|
12
|
Raymond James & Associates
St Petersburg,
Florida
|
$253K
|
+$247K
|
+12,050
|
New
|
|
|
13
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$214K
|
-$50.4K
|
-2,460
|
-19%
|
|
|
14
|
Drexel Morgan & Co
Radnor,
Pennsylvania
|
$202K
|
+$197K
|
+9,615
|
New
|
|
|
15
|
Wells Fargo
San Francisco,
California
|
$152K
|
+$31.3K
|
+1,528
|
+27%
|
|
|
16
|
Focused Wealth Management
Newburgh,
New York
|
$34K
|
–
|
–
|
–
|
|
|
17
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$34K
|
–
|
–
|
–
|
|
|
18
|
Formidable Asset Management
Cincinnati,
Ohio
|
$11K
|
–
|
–
|
–
|
|
|
19
|
BlackRock Investment Management
Wilmington,
Delaware
|
$6K
|
+$5.96K
|
+291
|
New
|
|
|
20
|
Tower Research Capital (TRC)
New York
|
$6K
|
+$6.15K
|
+300
|
New
|
|
|
21
|
National Planning Corporation
El Segundo,
California
|
$4.47K
|
+$4.34K
|
+212
|
New
|
|
|
22
|
Next Financial Group
Houston,
Texas
|
$3K
|
–
|
–
|
–
|
|
|
23
|
1607 Capital Partners
Richmond,
Virginia
|
–
|
-$757K
|
-37,335
|
Closed
|
|
|
24
|
Ameriprise
Minneapolis,
Minnesota
|
–
|
-$45K
|
-2,226
|
Closed
|
|
