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IGI

Western Asset Investment Grade Defined Opportunity Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$15.9M -$179K -8,109 -1%
SIA
2
Sit Investment Associates
Minnesota
$5.95M +$745K +33,723 +14%
CAN
3
Cetera Advisor Networks
California
$3.94M +$501K +22,691 +15%
Morgan Stanley
4
Morgan Stanley
New York
$3.76M +$212K +9,582 +6%
Invesco
5
Invesco
Georgia
$2.61M -$114K -5,177 -4%
First Manhattan
6
First Manhattan
New York
$1.65M
Wells Fargo
7
Wells Fargo
California
$1.58M +$183K +8,310 +13%
GC
8
Guggenheim Capital
Illinois
$1.51M -$45.7K -2,072 -3%
Bank of America
9
Bank of America
North Carolina
$1.06M -$35.5K -1,610 -3%
RJA
10
Raymond James & Associates
Florida
$991K +$135K +6,128 +16%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$589K +$17.6K +797 +3%
Stifel Financial
12
Stifel Financial
Missouri
$392K -$13.9K -630 -3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$355K +$83.1K +3,763 +31%
Ameriprise
14
Ameriprise
Minnesota
$223K -$124K -5,611 -36%
KIM
15
Karpus Investment Management
New York
$219K +$219K +9,900 New
SPIA
16
Steward Partners Investment Advisory
New York
$122K -$4.42K -200 -3%
Rockefeller Capital Management
17
Rockefeller Capital Management
New York
$83K
HCP
18
Hexagon Capital Partners
Arkansas
$36K +$36.1K +1,633 New
Citigroup
19
Citigroup
New York
$13K -$170K -7,705 -93%
Osaic Holdings
20
Osaic Holdings
Arizona
$5K
TRCT
21
Tower Research Capital (TRC)
New York
$3K +$2.65K +120 New
MSAM
22
Moloney Securities Asset Management
Missouri
-$792K -35,973 Closed
WAM
23
Wolverine Asset Management
Illinois
-$229K -10,409 Closed
FCMT
24
Founders Capital Management (Texas)
Texas
-$11K -500 Closed
AWA
25
Arkadios Wealth Advisors
Georgia
-$7.24K -328 -88%