|
1
|
UBS Group
Zurich,
Switzerland
|
$11.5M
|
-$573K
|
-28,331
|
-5%
|
|
|
2
|
|
$10M
|
-$4.84M
|
-239,162
|
-33%
|
|
|
3
|
Bank of America
Charlotte,
North Carolina
|
$3.82M
|
-$419K
|
-20,714
|
-10%
|
|
|
4
|
|
$1.89M
|
+$10.1K
|
+501
|
+0.6%
|
|
|
5
|
|
$1.83M
|
+$2.04K
|
+101
|
+0.1%
|
|
|
6
|
Advocacy Wealth Management Services
Atlanta,
Georgia
|
$1.56M
|
+$1.5M
|
+74,386
|
New
|
|
|
7
|
Guggenheim Capital
Chicago,
Illinois
|
$1.16M
|
-$292K
|
-14,439
|
-21%
|
|
|
8
|
Cetera Advisor Networks
El Segundo,
California
|
$1.02M
|
+$11.7K
|
+579
|
+1%
|
|
|
9
|
LPL Financial
San Diego,
California
|
$707K
|
+$204K
|
+10,080
|
+42%
|
|
|
10
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$477K
|
+$73.4K
|
+3,629
|
+19%
|
|
|
11
|
Raymond James & Associates
St Petersburg,
Florida
|
$393K
|
-$12.1K
|
-600
|
-3%
|
|
|
12
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$269K
|
+$364
|
+18
|
+0.1%
|
|
|
13
|
Yellowstone Partners
Idaho Falls,
Idaho
|
$227K
|
+$219K
|
+10,854
|
New
|
|
|
14
|
|
$207K
|
–
|
–
|
–
|
|
|
15
|
Ameriprise
Minneapolis,
Minnesota
|
$201K
|
+$194K
|
+9,613
|
New
|
|
|
16
|
Drexel Morgan & Co
Radnor,
Pennsylvania
|
$201K
|
+$194K
|
+9,615
|
New
|
|
|
17
|
Wells Fargo
San Francisco,
California
|
$162K
|
-$3.46K
|
-171
|
-2%
|
|
|
18
|
MSI Financial Services
Springfield,
Massachusetts
|
$73K
|
+$14.5K
|
+715
|
+26%
|
|
|
19
|
Focused Wealth Management
Newburgh,
New York
|
$15K
|
–
|
–
|
–
|
|
|
20
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$15K
|
–
|
–
|
–
|
|
|
21
|
American International Group
New York
|
$10K
|
–
|
–
|
–
|
|
|
22
|
Formidable Asset Management
Cincinnati,
Ohio
|
$10K
|
–
|
–
|
–
|
|
|
23
|
Next Financial Group
Houston,
Texas
|
$3K
|
-$2.02K
|
-100
|
-40%
|
|
|
24
|
Penserra Capital Management
Orinda,
California
|
$3K
|
+$3.26K
|
+161
|
New
|
|
|
25
|
Tower Research Capital (TRC)
New York
|
–
|
-$15K
|
-737
|
Closed
|
|
