|
1
|
UBS Group
Zurich,
Switzerland
|
$16.2M
|
-$406K
|
-19,173
|
-2%
|
|
|
2
|
|
$14.8M
|
-$106K
|
-5,000
|
-0.7%
|
|
|
3
|
Bank of America
Charlotte,
North Carolina
|
$4.24M
|
+$122K
|
+5,783
|
+3%
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
$1.98M
|
-$10.3K
|
-484
|
-0.5%
|
|
|
5
|
|
$1.9M
|
-$50K
|
-2,359
|
-3%
|
|
|
6
|
|
$1.29M
|
-$165K
|
-7,797
|
-11%
|
|
|
7
|
Cetera Advisor Networks
El Segundo,
California
|
$990K
|
-$58.4K
|
-2,755
|
-6%
|
|
|
8
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$259K
|
+$46.1K
|
+2,175
|
+21%
|
|
|
9
|
Raymond James & Associates
St Petersburg,
Florida
|
$242K
|
-$10.6K
|
-500
|
-4%
|
|
|
10
|
|
$207K
|
-$62.2K
|
-2,937
|
-23%
|
|
|
11
|
Drexel Morgan & Co
Radnor,
Pennsylvania
|
$201K
|
–
|
–
|
–
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$158K
|
+$5.95K
|
+281
|
+4%
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$91K
|
-$167K
|
-7,864
|
-64%
|
|
|
14
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$41K
|
+$7.63K
|
+360
|
+22%
|
|
|
15
|
Tower Research Capital (TRC)
New York
|
$31K
|
+$25.4K
|
+1,200
|
+400%
|
|
|
16
|
MSI Financial Services
Springfield,
Massachusetts
|
$28K
|
+$28.7K
|
+1,355
|
New
|
|
|
17
|
Focused Wealth Management
Newburgh,
New York
|
$15K
|
-$19.1K
|
-900
|
-55%
|
|
|
18
|
Formidable Asset Management
Cincinnati,
Ohio
|
$10K
|
–
|
–
|
–
|
|
|
19
|
Next Financial Group
Houston,
Texas
|
$3K
|
–
|
–
|
–
|
|
|
20
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$4.52M
|
-215,364
|
Closed
|
|
|
21
|
SG Americas Securities
New York
|
–
|
-$280K
|
-13,328
|
Closed
|
|
|
22
|
BlackRock Investment Management
Wilmington,
Delaware
|
–
|
-$6K
|
-291
|
Closed
|
|
|
23
|
National Planning Corporation
El Segundo,
California
|
–
|
-$4.47K
|
-212
|
Closed
|
|
