Next Financial Group’s Western Asset Investment Grade Defined Opportunity Trust IGI Stock Holding History

Next Financial Group’s Portfolio IGI Stock Details IGI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-50	Closed	-$1K	–	1847
2017 Q2	$1K	Hold	50	–	–	﹤0.01%	1834
2017 Q1	$1K	Sell	50 -100	-67%	-$2.05K	﹤0.01%	1799
2016 Q4	$3K	Hold	150	–	–	﹤0.01%	2080
2016 Q3	$3K	Hold	150	–	–	﹤0.01%	2067
2016 Q2	$3K	Hold	150	–	–	﹤0.01%	1513
2016 Q1	$3K	Sell	150 -100	-40%	-$2.02K	﹤0.01%	1473
2015 Q4	$5K	Hold	250	–	–	﹤0.01%	1379
2015 Q3	$5K	Buy	250 +100	+67%	+$2.04K	﹤0.01%	1418
2015 Q2	$3K	Hold	150	–	–	﹤0.01%	1598
2015 Q1	$3K	Hold	150	–	–	﹤0.01%	1609
2014 Q4	$3K	Hold	150	–	–	﹤0.01%	1638
2014 Q3	$3K	Buy	+150	New	+$3.12K	﹤0.01%	2221

Other funds holding IGI

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Next Financial Group's IGI Position: Q3 2017 in Review

Next Financial Group sold out of Western Asset Investment Grade Defined Opportunity Trust (IGI) in Q3 2017, closing a stake of 50 shares — an estimated $1K sold.

Next Financial Group first reported a position in IGI in Q3 2014 and held it in 12 quarters. The position peaked at $5K in Q4 2015. 23 funds tracked by Wall St. Rank hold IGI as of Q3 2017.

Next Financial Group reported no remaining Western Asset Investment Grade Defined Opportunity Trust position as of Q3 2017 after selling out during the quarter.
Next Financial Group sold 50 Western Asset Investment Grade Defined Opportunity Trust shares in Q3 2017, an estimated $1K.
Next Financial Group first reported a position in Western Asset Investment Grade Defined Opportunity Trust in Q3 2014 and held it in 12 quarters.
Next Financial Group's Western Asset Investment Grade Defined Opportunity Trust position peaked at $5K in Q4 2015.
23 funds tracked by Wall St. Rank held Western Asset Investment Grade Defined Opportunity Trust as of Q3 2017.

Based on Next Financial Group's 13F filing for Q3 2017, filed 8 Nov 2017.