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IGI

Western Asset Investment Grade Defined Opportunity Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$11.1M -$1.72M -92,893 -13%
Bank of America
2
Bank of America
North Carolina
$3.42M -$303K -16,370 -8%
UR
3
USCA RIA
Texas
$2.86M +$2.86M +154,252 New
1CP
4
1607 Capital Partners
Virginia
$2.45M +$2.45M +132,200 New
Morgan Stanley
5
Morgan Stanley
New York
$2.32M +$16.4K +883 +0.7%
First Manhattan
6
First Manhattan
New York
$1.72M -$742K -40,045 -30%
Invesco
7
Invesco
Georgia
$1.43M +$221K +11,904 +18%
WAM
8
Wolverine Asset Management
Illinois
$1.02M +$1.02M +55,194 New
CAN
9
Cetera Advisor Networks
California
$865K -$16K -866 -2%
GC
10
Guggenheim Capital
Illinois
$817K +$16K +862 +2%
SIA
11
Sit Investment Associates
Minnesota
$693K +$440K +23,756 +175%
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$465K -$18.4K -992 -4%
RJA
13
Raymond James & Associates
Florida
$428K -$35.2K -1,900 -8%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$297K +$112K +6,069 +61%
DAS
15
Dynamic Advisor Solutions
Arizona
$273K -$74 -4 -0%
Wells Fargo
16
Wells Fargo
California
$243K -$890 -48 -0.4%
COLIM
17
City of London Investment Management
United Kingdom
$239K +$240K +12,944 New
Citigroup
18
Citigroup
New York
$184K -$9.45K -510 -5%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$167K -$81.5K -4,400 -33%
BOPW
20
Brandywine Oak Private Wealth
Pennsylvania
$94K +$94.8K +5,113 New
AIC
21
Ameritas Investment Company
Nebraska
$19K +$18.7K +1,009 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$18K +$241 +13 +1%
VFA
23
Valeo Financial Advisors
Indiana
$13K
FCMT
24
Founders Capital Management (Texas)
Texas
$9K
AG
25
Advisor Group
Arizona
$4K