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Western Asset Investment Grade Defined Opportunity Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$13.4M +$916K +41,203 +7%
First Manhattan
2
First Manhattan
New York
$8.07M – – –
Bank of America
3
Bank of America
North Carolina
$4.12M +$374K +16,815 +10%
Morgan Stanley
4
Morgan Stanley
New York
$2.56M +$296K +13,313 +13%
Invesco
5
Invesco
Georgia
$2M -$13.9K -623 -0.7%
Cetera Advisor Networks
6
Cetera Advisor Networks
California
$1.88M +$832K +37,391 +82%
Guggenheim Capital
7
Guggenheim Capital
Illinois
$780K -$82.4K -3,707 -10%
LPL Financial
8
LPL Financial
California
$564K +$94.8K +4,261 +21%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$522K -$14.3K -645 -3%
Advocacy Wealth Management Services
10
Advocacy Wealth Management Services
Georgia
$473K -$632K -28,400 -58%
Raymond James & Associates
11
Raymond James & Associates
Florida
$417K +$19.7K +885 +5%
YP
12
Yellowstone Partners
Idaho
$321K +$33.7K +1,517 +12%
Ameriprise
13
Ameriprise
Minnesota
$297K +$53.5K +2,405 +22%
StrategIQ Financial Group
14
StrategIQ Financial Group
Indiana
$249K – – –
Raymond James Financial Services Advisors
15
Raymond James Financial Services Advisors
Florida
$229K +$225K +10,116 New
Citigroup
16
Citigroup
New York
$224K – – –
Drexel Morgan & Co
17
Drexel Morgan & Co
Pennsylvania
$217K – – –
Wells Fargo
18
Wells Fargo
California
$115K -$31.1K -1,398 -22%
MSI Financial Services
19
MSI Financial Services
Massachusetts
$77K +$12.1K +542 +19%
Ladenburg Thalmann Financial Services
20
Ladenburg Thalmann Financial Services
Florida
$40K -$16.2K -728 -29%
Focused Wealth Management
21
Focused Wealth Management
New York
$16K – – –
Tower Research Capital (TRC)
22
Tower Research Capital (TRC)
New York
$7K -$2.05K -92 -24%
Penserra Capital Management
23
Penserra Capital Management
California
$4K +$2.05K +92 +77%
Next Financial Group
24
Next Financial Group
Texas
$3K – – –