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IGI

Western Asset Investment Grade Defined Opportunity Trust

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$7.86M +$2.28M +137,261 +41%
UBS Group
2
UBS Group
Switzerland
$5.46M +$386K +23,237 +8%
1CP
3
1607 Capital Partners
Virginia
$5.43M +$2.05M +123,261 +61%
GC
4
Guggenheim Capital
Illinois
$2.24M -$26K -1,564 -1%
Morgan Stanley
5
Morgan Stanley
New York
$1.96M -$95.7K -5,759 -5%
Raymond James Financial
6
Raymond James Financial
Florida
$1.51M -$121K -7,282 -7%
HWAM
7
Hennion & Walsh Asset Management
New Jersey
$1.41M -$12K -724 -0.8%
WA
8
Whipplewood Advisors
Colorado
$998K +$4.32K +260 +0.4%
WAM
9
Wolverine Asset Management
Illinois
$972K -$61.5K -3,704 -6%
Wells Fargo
10
Wells Fargo
California
$963K +$110K +6,614 +13%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$492K +$490K +29,485 New
Bank of America
12
Bank of America
North Carolina
$450K -$70.7K -4,253 -14%
SFS
13
Shaker Financial Services
Virginia
$446K
Ameriprise
14
Ameriprise
Minnesota
$251K -$21.3K -1,284 -8%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$230K -$150K -9,039 -40%
MWM
16
Melfa Wealth Management
Massachusetts
$174K
Stifel Financial
17
Stifel Financial
Missouri
$171K -$13.8K -831 -8%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$120K +$2.08K +125 +2%
Jones Financial Companies
19
Jones Financial Companies
Missouri
$58.4K
Comerica Bank
20
Comerica Bank
Texas
$31.7K
Osaic Holdings
21
Osaic Holdings
Arizona
$20.2K
NWMP
22
Noble Wealth Management PBC
Colorado
$16.7K +$16.6K +1,000 New
SPIA
23
Steward Partners Investment Advisory
New York
$13.3K
AF
24
Advisornet Financial
Minnesota
$11.8K
FIA
25
FNY Investment Advisers
New York
$5K