|
1
|
|
$13.8M
|
+$696K
|
+34,768
|
+5%
|
|
|
2
|
|
$10.4M
|
+$1.64M
|
+81,967
|
+19%
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$7M
|
+$6.94M
|
+346,958
|
New
|
|
|
4
|
Bank of America
Charlotte,
North Carolina
|
$4.59M
|
+$77.5K
|
+3,872
|
+2%
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
$3.03M
|
-$588K
|
-29,385
|
-16%
|
|
|
6
|
Saba Capital Management
New York
|
$2.77M
|
-$1.33M
|
-66,669
|
-33%
|
|
|
7
|
|
$1.6M
|
+$107K
|
+5,371
|
+7%
|
|
|
8
|
|
$1.14M
|
+$80.7K
|
+4,033
|
+8%
|
|
|
9
|
Cetera Advisor Networks
El Segundo,
California
|
$873K
|
+$145K
|
+7,266
|
+20%
|
|
|
10
|
Wells Fargo
San Francisco,
California
|
$861K
|
-$31.2K
|
-1,562
|
-4%
|
|
|
11
|
Karpus Investment Management
Pittsford,
New York
|
$489K
|
+$107K
|
+5,331
|
+28%
|
|
|
12
|
AQR Capital Management
Greenwich,
Connecticut
|
$396K
|
+$88.7K
|
+4,434
|
+29%
|
|
|
13
|
|
$259K
|
-$60
|
-3
|
-0%
|
|
|
14
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$216K
|
+$214K
|
+10,709
|
New
|
|
|
15
|
SG Americas Securities
New York
|
$181K
|
+$179K
|
+8,960
|
New
|
|
|
16
|
Ameriprise
Minneapolis,
Minnesota
|
$45K
|
–
|
–
|
–
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$13K
|
+$1.72K
|
+86
|
+16%
|
|
|
18
|
First Horizon Advisors
Memphis,
Tennessee
|
$10K
|
–
|
–
|
–
|
|
|
19
|
Formidable Asset Management
Cincinnati,
Ohio
|
$10K
|
–
|
–
|
–
|
|
|
20
|
Tower Research Capital (TRC)
New York
|
$4K
|
-$121K
|
-6,034
|
-97%
|
|
|
21
|
Virtu KCG Holdings
New York
|
–
|
-$1.06M
|
-52,709
|
Closed
|
|
|
22
|
|
–
|
-$221K
|
-10,946
|
Closed
|
|
|
23
|
Parametric Portfolio Associates
Seattle,
Washington
|
–
|
-$215K
|
-10,643
|
Closed
|
|
|
24
|
BlackRock Investment Management
Wilmington,
Delaware
|
–
|
-$9K
|
-458
|
Closed
|
|
