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IGI

Western Asset Investment Grade Defined Opportunity Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$15.8M -$1.26M -60,581 -8%
Bank of America
2
Bank of America
North Carolina
$4.42M +$114K +5,497 +3%
First Manhattan
3
First Manhattan
New York
$2.76M
Morgan Stanley
4
Morgan Stanley
New York
$2.57M -$69.5K -3,347 -3%
Invesco
5
Invesco
Georgia
$1.72M -$119K -5,747 -7%
CAN
6
Cetera Advisor Networks
California
$1.24M +$11.8K +570 +1%
DA
7
Doliver Advisors
Texas
$820K -$169K -8,141 -18%
RCM
8
Robinson Capital Management
Michigan
$815K +$777K +37,420 New
GC
9
Guggenheim Capital
Illinois
$586K +$83.2K +4,004 +17%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$542K -$9.24K -445 -2%
SFG
11
StrategIQ Financial Group
Indiana
$522K
RJA
12
Raymond James & Associates
Florida
$460K +$40.3K +1,940 +10%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$340K +$314K +15,120 +3,024%
Citigroup
14
Citigroup
New York
$215K
DMC
15
Drexel Morgan & Co
Pennsylvania
$209K +$200K +9,615 New
SG Americas Securities
16
SG Americas Securities
New York
$139K -$85.4K -4,113 -39%
Wells Fargo
17
Wells Fargo
California
$139K +$46K +2,214 +53%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$38K
FWM
19
Focused Wealth Management
New York
$16K
IA
20
IFP Advisors
Florida
$14K +$13.4K +645 New
FCMT
21
Founders Capital Management (Texas)
Texas
$11K
AWMS
22
Advocacy Wealth Management Services
Georgia
$4K +$3.63K +175 New
SFSIG
23
San Francisco Sentry Investment Group
California
$3K
PCM
24
Penserra Capital Management
California
$3K +$312 +15 +10%
NFG
25
Next Financial Group
Texas
$1K