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IGI

Western Asset Investment Grade Defined Opportunity Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$14.5M +$1.24M +56,710 +9%
Morgan Stanley
2
Morgan Stanley
New York
$3.13M -$99.8K -4,562 -3%
UR
3
USCA RIA
Texas
$3.02M -$1.35M -61,564 -30%
CAN
4
Cetera Advisor Networks
California
$2.33M +$26.9K +1,229 +1%
First Manhattan
5
First Manhattan
New York
$1.88M -$54.7K -2,500 -3%
Invesco
6
Invesco
Georgia
$1.86M -$23.2K -1,058 -1%
GC
7
Guggenheim Capital
Illinois
$1.34M -$55.9K -2,555 -4%
Bank of America
8
Bank of America
North Carolina
$1.22M -$2.01M -91,702 -61%
Wells Fargo
9
Wells Fargo
California
$963K +$167K +7,626 +20%
SIA
10
Sit Investment Associates
Minnesota
$914K -$230K -10,489 -19%
MSAM
11
Moloney Securities Asset Management
Missouri
$796K +$840K +38,401 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$550K +$40.1K +1,832 +7%
RJA
13
Raymond James & Associates
Florida
$528K -$136K -6,204 -20%
DAS
14
Dynamic Advisor Solutions
Arizona
$335K +$2.19K +100 +0.6%
WAM
15
Wolverine Asset Management
Illinois
$217K +$230K +10,495 New
Citigroup
16
Citigroup
New York
$205K
DMC
17
Drexel Morgan & Co
Pennsylvania
$199K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$145K -$30.6K -1,400 -17%
SPIA
19
Steward Partners Investment Advisory
New York
$143K +$15.4K +703 +11%
Fifth Third Bancorp
20
Fifth Third Bancorp
Ohio
$41K
VFA
21
Valeo Financial Advisors
Indiana
$14K
Osaic Holdings
22
Osaic Holdings
Arizona
$4K -$38.3K -1,750 -89%
TRCT
23
Tower Research Capital (TRC)
New York
$3K +$3.44K +157 New
Stifel Financial
24
Stifel Financial
Missouri
-$297K -13,725 Closed
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
-$213K -9,870 Closed