|
1
|
|
$14.5M
|
+$156K
|
+7,500
|
+1%
|
|
|
2
|
UBS Group
Zurich,
Switzerland
|
$13.1M
|
-$2.63M
|
-126,298
|
-16%
|
|
|
3
|
Bank of America
Charlotte,
North Carolina
|
$4.08M
|
-$26.4K
|
-1,268
|
-0.6%
|
|
|
4
|
|
$1.89M
|
+$56.7K
|
+2,728
|
+3%
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
$1.68M
|
-$245K
|
-11,787
|
-12%
|
|
|
6
|
|
$1.6M
|
+$363K
|
+17,469
|
+28%
|
|
|
7
|
Cetera Advisor Networks
El Segundo,
California
|
$990K
|
–
|
–
|
–
|
|
|
8
|
Raymond James & Associates
St Petersburg,
Florida
|
$321K
|
+$89.3K
|
+4,292
|
+37%
|
|
|
9
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$305K
|
+$55.7K
|
+2,680
|
+22%
|
|
|
10
|
|
$200K
|
–
|
–
|
–
|
|
|
11
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$172K
|
+$86.2K
|
+4,145
|
+95%
|
|
|
12
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
$138K
|
+$142K
|
+6,836
|
New
|
|
|
13
|
Wells Fargo
San Francisco,
California
|
$114K
|
-$39.1K
|
-1,882
|
-25%
|
|
|
14
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$41K
|
–
|
–
|
–
|
|
|
15
|
MSI Financial Services
Springfield,
Massachusetts
|
$27K
|
–
|
–
|
–
|
|
|
16
|
Tower Research Capital (TRC)
New York
|
$20K
|
-$10.3K
|
-494
|
-33%
|
|
|
17
|
Focused Wealth Management
Newburgh,
New York
|
$15K
|
–
|
–
|
–
|
|
|
18
|
American International Group
New York
|
$10.1K
|
+$10.4K
|
+500
|
New
|
|
|
19
|
Formidable Asset Management
Cincinnati,
Ohio
|
$10K
|
–
|
–
|
–
|
|
|
20
|
Next Financial Group
Houston,
Texas
|
$3K
|
–
|
–
|
–
|
|
|
21
|
Drexel Morgan & Co
Radnor,
Pennsylvania
|
–
|
-$201K
|
-9,615
|
Closed
|
|
