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IGI

Western Asset Investment Grade Defined Opportunity Trust

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$5.53M +$1.16M +70,956 +27%
UBS Group
2
UBS Group
Switzerland
$5.04M -$671K -41,211 -12%
1CP
3
1607 Capital Partners
Virginia
$3.35M +$1.06M +65,100 +48%
GC
4
Guggenheim Capital
Illinois
$2.25M +$607K +37,292 +38%
Morgan Stanley
5
Morgan Stanley
New York
$2.04M -$31.5K -1,936 -2%
Raymond James Financial
6
Raymond James Financial
Florida
$1.62M -$92.6K -5,685 -5%
HWAM
7
Hennion & Walsh Asset Management
New Jersey
$1.42M -$4.12K -253 -0.3%
WAM
8
Wolverine Asset Management
Illinois
$1.03M -$161K -9,894 -14%
WA
9
Whipplewood Advisors
Colorado
$987K +$969K +59,514 New
Wells Fargo
10
Wells Fargo
California
$847K -$59K -3,620 -7%
Bank of America
11
Bank of America
North Carolina
$517K +$44.5K +2,730 +10%
SFS
12
Shaker Financial Services
Virginia
$443K +$235K +14,411 +118%
Rockefeller Capital Management
13
Rockefeller Capital Management
New York
$379K +$372K +22,837 New
Ameriprise
14
Ameriprise
Minnesota
$271K -$4.85K -298 -2%
Stifel Financial
15
Stifel Financial
Missouri
$183K +$1.5K +92 +0.8%
MWM
16
Melfa Wealth Management
Massachusetts
$173K
LPL Financial
17
LPL Financial
California
$167K +$407 +25 +0.2%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$117K +$309 +19 +0.3%
Jones Financial Companies
19
Jones Financial Companies
Missouri
$58.4K +$38.7K +2,375 +207%
Comerica Bank
20
Comerica Bank
Texas
$31.5K
OW
21
Olistico Wealth
Oklahoma
$24.3K +$23.9K +1,468 New
Osaic Holdings
22
Osaic Holdings
Arizona
$20.1K +$16.3K +1,000 +472%
SIS
23
Sound Income Strategies
Florida
$17.5K +$228 +14 +1%
SPIA
24
Steward Partners Investment Advisory
New York
$13.2K
AF
25
Advisornet Financial
Minnesota
$11.7K