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IGI

Western Asset Investment Grade Defined Opportunity Trust

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$12.7M +$4.92M +297,365 +63%
1CP
2
1607 Capital Partners
Virginia
$6.27M +$908K +54,899 +17%
UBS Group
3
UBS Group
Switzerland
$5.08M -$324K -19,596 -6%
GC
4
Guggenheim Capital
Illinois
$2.12M -$93.1K -5,629 -4%
Morgan Stanley
5
Morgan Stanley
New York
$1.94M +$3.13K +189 +0.2%
KIM
6
Karpus Investment Management
New York
$1.81M +$1.82M +109,933 New
Raymond James Financial
7
Raymond James Financial
Florida
$1.52M +$19.1K +1,154 +1%
Wells Fargo
8
Wells Fargo
California
$1.25M +$301K +18,206 +32%
WA
9
Whipplewood Advisors
Colorado
$993K +$6.85K +414 +0.7%
WAM
10
Wolverine Asset Management
Illinois
$897K -$64.5K -3,898 -7%
HWAM
11
Hennion & Walsh Asset Management
New Jersey
$604K -$796K -48,108 -57%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$503K +$16.5K +1,000 +3%
Bank of America
13
Bank of America
North Carolina
$411K -$33.9K -2,047 -8%
Ameriprise
14
Ameriprise
Minnesota
$281K +$32.4K +1,960 +13%
Stifel Financial
15
Stifel Financial
Missouri
$273K +$104K +6,312 +62%
MWM
16
Melfa Wealth Management
Massachusetts
$172K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$118K -$645 -39 -0.5%
Jones Financial Companies
18
Jones Financial Companies
Missouri
$62K +$3.87K +234 +7%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$49.2K -$179K -10,819 -78%
AAP
20
Arax Advisory Partners
Colorado
$38K +$38.1K +2,302 New
OW
21
Olistico Wealth
Oklahoma
$24.2K +$24.3K +1,468 New
Osaic Holdings
22
Osaic Holdings
Arizona
$20K
NWMP
23
Noble Wealth Management PBC
Colorado
$16.5K
SPIA
24
Steward Partners Investment Advisory
New York
$13.2K
AF
25
Advisornet Financial
Minnesota
$11.7K