|
1
|
UBS Group
Zurich,
Switzerland
|
$12.9M
|
+$432K
|
+20,650
|
+3%
|
|
|
2
|
|
$3.79M
|
+$46.5K
|
+2,225
|
+1%
|
|
|
3
|
|
$2.71M
|
+$388K
|
+18,557
|
+15%
|
|
|
4
|
Bank of America
Charlotte,
North Carolina
|
$2.63M
|
-$209K
|
-9,994
|
-7%
|
|
|
5
|
|
$1.78M
|
-$30.8K
|
-1,474
|
-2%
|
|
|
6
|
|
$1.74M
|
–
|
–
|
–
|
|
|
7
|
Cetera Advisor Networks
El Segundo,
California
|
$1.41M
|
+$239K
|
+11,450
|
+18%
|
|
|
8
|
Guggenheim Capital
Chicago,
Illinois
|
$1.36M
|
+$38.9K
|
+1,863
|
+3%
|
|
|
9
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$1.19M
|
+$1.17M
|
+56,019
|
+741%
|
|
|
10
|
Wolverine Asset Management
Chicago,
Illinois
|
$597K
|
+$666K
|
+31,867
|
New
|
|
|
11
|
Raymond James & Associates
St Petersburg,
Florida
|
$575K
|
-$10.2K
|
-487
|
-2%
|
|
|
12
|
Stifel Financial
St. Louis,
Missouri
|
$552K
|
+$618K
|
+29,557
|
New
|
|
|
13
|
Relative Value Partners Group
|
$547K
|
+$610K
|
+29,194
|
New
|
|
|
14
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$529K
|
+$222K
|
+10,640
|
+60%
|
|
|
15
|
Wells Fargo
San Francisco,
California
|
$451K
|
+$119K
|
+5,709
|
+31%
|
|
|
16
|
Dynamic Advisor Solutions
Phoenix,
Arizona
|
$298K
|
+$10.6K
|
+506
|
+3%
|
|
|
17
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
$204K
|
-$20.9K
|
-1,000
|
-8%
|
|
|
18
|
Karpus Investment Management
Pittsford,
New York
|
$201K
|
+$225K
|
+10,752
|
New
|
|
|
19
|
|
$185K
|
–
|
–
|
–
|
|
|
20
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$157K
|
-$14.6K
|
-700
|
-8%
|
|
|
21
|
Osaic Holdings
Scottsdale,
Arizona
|
$36K
|
+$40.6K
|
+1,943
|
New
|
|
|
22
|
Ameritas Investment Company
Lincoln,
Nebraska
|
$19K
|
+$21.1K
|
+1,009
|
New
|
|
|
23
|
Valeo Financial Advisors
Carmel,
Indiana
|
$14K
|
–
|
–
|
–
|
|
|
24
|
Founders Capital Management (Texas)
Houston,
Texas
|
$9K
|
–
|
–
|
–
|
|
|
25
|
Drexel Morgan & Co
Radnor,
Pennsylvania
|
–
|
-$220K
|
-9,615
|
Closed
|
|
