|
1
|
|
$14.4M
|
-$449K
|
-21,621
|
-3%
|
|
|
2
|
|
$13.5M
|
+$2.05M
|
+98,660
|
+17%
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$6.73M
|
-$1.09M
|
-52,296
|
-14%
|
|
|
4
|
Bank of America
Charlotte,
North Carolina
|
$4.59M
|
+$117K
|
+5,642
|
+3%
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
$2.17M
|
-$438K
|
-21,089
|
-16%
|
|
|
6
|
|
$1.78M
|
+$73.8K
|
+3,549
|
+4%
|
|
|
7
|
|
$1.34M
|
+$65K
|
+3,125
|
+5%
|
|
|
8
|
Cetera Advisor Networks
El Segundo,
California
|
$945K
|
+$4.89K
|
+235
|
+0.5%
|
|
|
9
|
1607 Capital Partners
Richmond,
Virginia
|
$757K
|
-$244K
|
-11,747
|
-24%
|
|
|
10
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$270K
|
+$43K
|
+2,069
|
+18%
|
|
|
11
|
|
$260K
|
–
|
–
|
–
|
|
|
12
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$257K
|
+$40K
|
+1,926
|
+18%
|
|
|
13
|
Wells Fargo
San Francisco,
California
|
$116K
|
-$793K
|
-38,133
|
-87%
|
|
|
14
|
Ameriprise
Minneapolis,
Minnesota
|
$45K
|
–
|
–
|
–
|
|
|
15
|
Focused Wealth Management
Newburgh,
New York
|
$33K
|
–
|
–
|
–
|
|
|
16
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$33K
|
–
|
–
|
–
|
|
|
17
|
Ground Swell Capital
Folly Beach,
South Carolina
|
$12K
|
+$12.5K
|
+600
|
New
|
|
|
18
|
Formidable Asset Management
Cincinnati,
Ohio
|
$10K
|
–
|
–
|
–
|
|
|
19
|
Next Financial Group
Houston,
Texas
|
$3K
|
+$3.12K
|
+150
|
New
|
|
|
20
|
AQR Capital Management
Greenwich,
Connecticut
|
–
|
-$310K
|
-14,563
|
Closed
|
|
|
21
|
Virtu KCG Holdings
New York
|
–
|
-$243K
|
-11,413
|
Closed
|
|
|
22
|
Saba Capital Management
New York
|
–
|
-$222K
|
-10,436
|
Closed
|
|
|
23
|
First Horizon Advisors
Memphis,
Tennessee
|
–
|
-$10K
|
-475
|
Closed
|
|
|
24
|
WFG Advisors
Dallas,
Texas
|
–
|
-$9K
|
-400
|
Closed
|
|
|
25
|
Tower Research Capital (TRC)
New York
|
–
|
-$4K
|
-200
|
Closed
|
|
