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IGI

Western Asset Investment Grade Defined Opportunity Trust

Name Holding Trade Value Shares
Change
Change in
Stake
First Manhattan
1
First Manhattan
New York
$12.7M +$1.83M +91,028 +16%
U
2
UBS
Switzerland
$9.17M +$10.6K +526 +0.1%
Bank of America
3
Bank of America
North Carolina
$4.21M -$209K -10,403 -5%
GC
4
Guggenheim Capital
Illinois
$4.2M -$292K -14,535 -6%
Morgan Stanley
5
Morgan Stanley
New York
$1.24M -$97K -4,829 -7%
Invesco
6
Invesco
Georgia
$1.04M +$121K +6,041 +13%
DA
7
Doliver Advisors
Texas
$705K +$721K +35,872 New
SFS
8
Shaker Financial Services
Virginia
$387K +$396K +19,717 New
Citigroup
9
Citigroup
New York
$317K
Wells Fargo
10
Wells Fargo
California
$298K -$180K -8,981 -37%
Goldman Sachs
11
Goldman Sachs
New York
$216K +$221K +10,999 New
SG Americas Securities
12
SG Americas Securities
New York
$163K +$167K +8,320 New
Fifth Third Bancorp
13
Fifth Third Bancorp
Ohio
$98K
Ameriprise
14
Ameriprise
Minnesota
$44K
Nomura Holdings
15
Nomura Holdings
Japan
$33K +$33.6K +1,672 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$28K +$12.6K +625 +76%
TRCT
17
Tower Research Capital (TRC)
New York
$18K -$4.08K -203 -18%
FAM
18
Formidable Asset Management
Ohio
$10K +$10K +500 New
HighTower Advisors
19
HighTower Advisors
Illinois
-$204K -9,691 Closed
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
-$23K -1,100 Closed
MFS
21
MSI Financial Services
Massachusetts
-$14K -650 Closed