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IGI

Western Asset Investment Grade Defined Opportunity Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$13.9M -$972K -46,479 -7%
UR
2
USCA RIA
Texas
$4.48M +$108K +5,149 +3%
Morgan Stanley
3
Morgan Stanley
New York
$3.36M +$230K +10,972 +8%
Bank of America
4
Bank of America
North Carolina
$3.26M +$209K +9,990 +7%
CAN
5
Cetera Advisor Networks
California
$2.4M +$744K +35,584 +47%
First Manhattan
6
First Manhattan
New York
$2.01M
Invesco
7
Invesco
Georgia
$1.96M -$87.7K -4,194 -4%
GC
8
Guggenheim Capital
Illinois
$1.45M -$109K -5,216 -7%
SIA
9
Sit Investment Associates
Minnesota
$1.18M -$189K -9,034 -14%
Wells Fargo
10
Wells Fargo
California
$840K +$308K +14,746 +61%
RJA
11
Raymond James & Associates
Florida
$684K +$20.2K +964 +3%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$534K -$74.7K -3,573 -13%
DAS
13
Dynamic Advisor Solutions
Arizona
$347K +$2.68K +128 +0.8%
Stifel Financial
14
Stifel Financial
Missouri
$297K -$331K -15,832 -54%
Citigroup
15
Citigroup
New York
$214K
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$213K -$20.9K -1,000 -9%
DMC
17
Drexel Morgan & Co
Pennsylvania
$208K +$201K +9,615 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$182K
SPIA
19
Steward Partners Investment Advisory
New York
$134K +$130K +6,212 New
Osaic Holdings
20
Osaic Holdings
Arizona
$43K +$397 +19 +1%
Fifth Third Bancorp
21
Fifth Third Bancorp
Ohio
$43K +$41.8K +2,000 New
VFA
22
Valeo Financial Advisors
Indiana
$15K
PAG
23
Private Advisor Group
New Jersey
$5K +$5.23K +250 New
WAM
24
Wolverine Asset Management
Illinois
-$597K -31,867 Closed
RVPG
25
Relative Value Partners Group
-$547K -29,194 Closed