IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

18 hedge funds and large institutions have $34.9M invested in Western Asset Investment Grade Defined Opportunity Trust in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 3 closing their positions.

Holders
18
Holders Change
+3
Holders Change %
+20%
% of All Funds
0.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
4
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
First Manhattan
1
First Manhattan
New York
$12.7M
2
DA
2
Doliver Advisors
Texas
$705K
3
SFS
3
Shaker Financial Services
Virginia
$387K
4
Goldman Sachs
4
Goldman Sachs
New York
$216K
5
SG Americas Securities
5
SG Americas Securities
New York
$163K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$4.2M
2
Bank of America
2
Bank of America
North Carolina
$4.21M
3
HighTower Advisors
3
HighTower Advisors
Illinois
$0
4
Wells Fargo
4
Wells Fargo
California
$298K
5
Morgan Stanley
5
Morgan Stanley
New York
$1.24M
Name Market Value Shares Shares
Change 		Shares
Change %
First Manhattan
1
First Manhattan
New York
$12.7M 648,731 +91,028 +16%
U
2
UBS
Switzerland
$9.17M 466,980 +526 +0.1%
Bank of America
3
Bank of America
North Carolina
$4.21M 214,343 -10,403 -5%
GC
4
Guggenheim Capital
Illinois
$4.2M 213,854 -14,535 -6%
Morgan Stanley
5
Morgan Stanley
New York
$1.24M 63,135 -4,829 -7%
Invesco
6
Invesco
Georgia
$1.05M 53,216 +6,041 +13%
DA
7
Doliver Advisors
Texas
$705K 35,872 +35,872 New
SFS
8
Shaker Financial Services
Virginia
$387K 19,717 +19,717 New
Citigroup
9
Citigroup
New York
$317K 16,154 – –
Wells Fargo
10
Wells Fargo
California
$298K 15,178 -8,981 -37%
Goldman Sachs
11
Goldman Sachs
New York
$216K 10,999 +10,999 New
SG Americas Securities
12
SG Americas Securities
New York
$163K 8,320 +8,320 New
Fifth Third Bancorp
13
Fifth Third Bancorp
Ohio
$98K 5,000 – –
Ameriprise
14
Ameriprise
Minnesota
$44K 2,226 – –
Nomura Holdings
15
Nomura Holdings
Japan
$33K 1,672 +1,672 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$28K 1,451 +625 +76%
TRCT
17
Tower Research Capital (TRC)
New York
$18K 897 -203 -18%
FAM
18
Formidable Asset Management
Ohio
$10K 500 +500 New
HighTower Advisors
19
HighTower Advisors
Illinois
– – -9,691 Closed
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
– – -1,100 Closed
MFS
21
MSI Financial Services
Massachusetts
– – -650 Closed