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IGI

Western Asset Investment Grade Defined Opportunity Trust

32 hedge funds and large institutions have $55.9M invested in Western Asset Investment Grade Defined Opportunity Trust in 2022 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 4

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

32% more capital invested

Capital invested by funds: $42.5M → $55.9M (+$13.4M)

10% more funds holding

Funds holding: 2932 (+3)

6.05% more ownership

Funds ownership: 25.61%31.66% (+6.1%)

Holders
32
Holders Change
+3
Holders Change %
+10.34%
% of All Funds
0.51%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
13
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$20.8M +$2.22M +138,200 +12%
SIA
2
Sit Investment Associates
Minnesota
$9.12M +$5.69M +353,924 +172%
UBS Group
3
UBS Group
Switzerland
$7.14M -$485K -30,197 -6%
Morgan Stanley
4
Morgan Stanley
New York
$6.07M -$423K -26,322 -7%
PMG
5
Private Management Group
California
$2.66M +$1.6M +99,631 +156%
Bank of America
6
Bank of America
North Carolina
$1.7M +$478K +29,747 +40%
MSAM
7
Moloney Securities Asset Management
Missouri
$1.29M +$555K +34,544 +77%
RJA
8
Raymond James & Associates
Florida
$1.04M +$4.8K +299 +0.5%
GC
9
Guggenheim Capital
Illinois
$779K -$4.16K -259 -0.5%
Stifel Financial
10
Stifel Financial
Missouri
$758K +$134K +8,331 +22%
Wells Fargo
11
Wells Fargo
California
$547K +$127K +7,897 +31%
Allspring Global Investments
12
Allspring Global Investments
North Carolina
$532K +$525K +32,684 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$496K +$1.06K +66 +0.2%
Ameriprise
14
Ameriprise
Minnesota
$337K +$64 +4 +0%
KIM
15
Karpus Investment Management
New York
$325K
Thrivent Financial for Lutherans
16
Thrivent Financial for Lutherans
Minnesota
$306K
CWM
17
Collaborative Wealth Management
Florida
$268K
CAN
18
Cetera Advisor Networks
California
$260K +$8.44K +525 +3%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$259K +$28.9K +1,801 +13%
FAG
20
Fortitude Advisory Group
Washington
$258K +$305 +19 +0.1%
DI
21
Diligent Investors
California
$187K
PA
22
PFG Advisors
Arizona
$187K +$184K +11,471 New
AC
23
Almitas Capital
California
$174K +$172K +10,700 New
First Manhattan
24
First Manhattan
New York
$150K
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$61K

IGI Hedge Fund Activity: Q4 2022 in Review

32 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Defined Opportunity Trust (IGI) for Q4 2022, worth a combined $55.9M — up 32% from $42.5M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new IGI positions and 2 closed out — a net gain of 3 holders — while 13 added to existing stakes and 4 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $5.69M. The largest seller was UBS Group, cutting an estimated $485K.

  • 32 institutional investors held Western Asset Investment Grade Defined Opportunity Trust (IGI) as of Q4 2022, up from 29 in Q3 2022.
  • Funds reported $55.9M of Western Asset Investment Grade Defined Opportunity Trust stock for Q4 2022, up 32% quarter-over-quarter.
  • 5 funds opened new Western Asset Investment Grade Defined Opportunity Trust positions in Q4 2022 and 2 closed out, a net change of +3 holders.
  • The largest Western Asset Investment Grade Defined Opportunity Trust buyer in Q4 2022 was Sit Investment Associates, an estimated $5.69M added.
  • The largest Western Asset Investment Grade Defined Opportunity Trust seller in Q4 2022 was UBS Group, an estimated $485K sold.

Based on aggregated 13F filings for Q4 2022.