Rockefeller Capital Management
DIAX

Rockefeller Capital Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Rockefeller Capital Management’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-15,556
Closed -$237K – 4741
2025
Q4 		$237K Buy
15,556
+66
+0.4% +$982 ﹤0.01% 2280
2025
Q3 		$231K Buy
+15,490
New +$225K ﹤0.01% 2155
2023
Q1 		– Sell
-4,061
Closed -$63K – 2446
2022
Q4 		$63K Hold
4,061
– – ﹤0.01% 2262
2022
Q3 		$54K Sell
4,061
-33
-0.8% -$511 ﹤0.01% 2303
2022
Q2 		$62K Buy
4,094
+33
+0.8% +$528 ﹤0.01% 2184
2022
Q1 		$67K Hold
4,061
– – ﹤0.01% 2162
2021
Q4 		$72K Buy
4,061
+18
+0.4% +$314 ﹤0.01% 2066
2021
Q3 		$67K Buy
4,043
+18
+0.4% +$311 ﹤0.01% 2008
2021
Q2 		$68K Buy
4,025
+19
+0.5% +$320 ﹤0.01% 1945
2021
Q1 		$65K Buy
4,006
+2,898
+262% +$44.5K ﹤0.01% 1779
2020
Q4 		$16K Buy
+1,108
New +$15.8K ﹤0.01% 2083

Other funds holding DIAX

SC
Stolper & Co Tulsa, Oklahoma $387M AUM 25.53% 1-Year Est. Return
FAM
Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return
PTC
Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's DIAX Position: Q1 2026 in Review

Rockefeller Capital Management sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2026, closing a stake of 15,556 shares — an estimated $237K sold.

Rockefeller Capital Management first reported a position in DIAX in Q4 2020 and held it in 11 quarters. The position peaked at $237K in Q4 2025. 3 funds tracked by Wall St. Rank hold DIAX as of Q1 2026.

  • Rockefeller Capital Management reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2026 after selling out during the quarter.
  • Rockefeller Capital Management sold 15,556 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2026, an estimated $237K.
  • Rockefeller Capital Management first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2020 and held it in 11 quarters.
  • Rockefeller Capital Management's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $237K in Q4 2025.
  • 3 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.