Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
79 hedge funds and large institutions have $139M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 32 increasing their positions, 22 reducing their positions, and 13 closing their positions.
45% more repeat investments, than reductions
Existing positions increased: 32 | Existing positions reduced: 22
1.41% less ownership
Funds ownership: 24.18% → 22.77% (-1.4%)
7% less capital invested
Capital invested by funds: $150M → $139M (-$10.9M)
11% less funds holding
Funds holding: 89 → 79 (-10)
54% less first-time investments, than exits
New positions opened: 6 | Existing positions closed: 13
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
+$2.29M |
| 2 |
GC
Guggenheim Capital
Chicago,
Illinois
|
+$1.19M |
| 3 |
Invesco
Atlanta,
Georgia
|
+$409K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$406K |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$325K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
-$8.14M |
| 2 |
SDAM
Shulman DeMeo Asset Management
Lake Success,
New York
|
-$1.14M |
| 3 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
-$704K |
| 4 |
Morgan Stanley
New York
|
-$700K |
| 5 |
ICM
Ionic Capital Management
New York
|
-$692K |
DIAX Hedge Fund Activity: Q3 2021 in Review
79 of the 5,729 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2021, worth a combined $139M — down 7.3% from $150M a quarter earlier.
Sellers outnumbered buyers: 13 funds closed out of DIAX and 6 opened new positions — a net loss of 7 holders — while 22 trimmed existing stakes and 32 added.
The largest buyer was Northwestern Mutual Wealth Management, adding an estimated $2.29M. The largest seller was Rivernorth Capital Management, cutting an estimated $8.14M.
- 79 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2021, down from 89 in Q2 2021.
- Funds reported $139M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2021, down 7.3% quarter-over-quarter.
- 6 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2021 and 13 closed out, a net change of -7 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2021 was Northwestern Mutual Wealth Management, an estimated $2.29M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2021 was Rivernorth Capital Management, an estimated $8.14M sold.
Based on aggregated 13F filings for Q3 2021.