Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
82 hedge funds and large institutions have $151M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2023 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 32 increasing their positions, 27 reducing their positions, and 10 closing their positions.
20% more first-time investments, than exits
New positions opened: 12 | Existing positions closed: 10
19% more repeat investments, than reductions
Existing positions increased: 32 | Existing positions reduced: 27
10% more capital invested
Capital invested by funds: $138M → $151M (+$13.3M)
2.04% more ownership
Funds ownership: 27.59% → 29.63% (+2%)
1% more funds holding
Funds holding: 81 → 82 (+1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CA
Cornerstone Advisors
Asheville,
North Carolina
|
+$2.53M |
| 2 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
+$2.09M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$2.09M |
| 4 |
AA
AQR Arbitrage
Greenwich,
Connecticut
|
+$1.27M |
| 5 |
LCM
Landscape Capital Management
Englewood,
New Jersey
|
+$1.21M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$1.47M |
| 2 |
DADC
D.A. Davidson & Co
Great Falls,
Montana
|
-$626K |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$582K |
| 4 |
Ameriprise
Minneapolis,
Minnesota
|
-$569K |
| 5 |
LPL Financial
San Diego,
California
|
-$407K |
DIAX Hedge Fund Activity: Q4 2023 in Review
82 of the 6,871 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2023, worth a combined $151M — up 9.7% from $138M a quarter earlier.
Buyers outnumbered sellers: 12 funds opened new DIAX positions and 10 closed out — a net gain of 2 holders — while 32 added to existing stakes and 27 trimmed.
The largest buyer was Cornerstone Advisors, adding an estimated $2.53M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $1.47M.
- 82 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2023, up from 81 in Q3 2023.
- Funds reported $151M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2023, up 9.7% quarter-over-quarter.
- 12 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2023 and 10 closed out, a net change of +2 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2023 was Cornerstone Advisors, an estimated $2.53M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2023 was Raymond James Financial Services Advisors, an estimated $1.47M sold.
Based on aggregated 13F filings for Q4 2023.