Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
81 hedge funds and large institutions have $138M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2023 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 31 increasing their positions, 27 reducing their positions, and 6 closing their positions.
17% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 6
15% more repeat investments, than reductions
Existing positions increased: 31 | Existing positions reduced: 27
5% more capital invested
Capital invested by funds: $131M → $138M (+$6.88M)
2.15% more ownership
Funds ownership: 25.44% → 27.59% (+2.1%)
1% less funds holding
Funds holding: 82 → 81 (-1)
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
+$5.21M |
| 2 |
CA
Cornerstone Advisors
Asheville,
North Carolina
|
+$2.94M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$2.53M |
| 4 |
AA
AQR Arbitrage
Greenwich,
Connecticut
|
+$2.45M |
| 5 |
ICM
Ionic Capital Management
New York
|
+$2.25M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$2.98M |
| 2 |
MML Investors Services
Springfield,
Massachusetts
|
-$1.41M |
| 3 |
Wells Fargo
San Francisco,
California
|
-$901K |
| 4 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$791K |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$336K |
DIAX Hedge Fund Activity: Q3 2023 in Review
81 of the 6,312 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2023, worth a combined $138M — up 5.3% from $131M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new DIAX positions and 6 closed out — a net gain of 1 holder — while 31 added to existing stakes and 27 trimmed.
The largest buyer was 1607 Capital Partners, adding an estimated $5.21M. The largest seller was Shaker Financial Services, cutting an estimated $2.98M.
- 81 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2023, down from 82 in Q2 2023.
- Funds reported $138M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2023, up 5.3% quarter-over-quarter.
- 7 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2023 and 6 closed out, a net change of +1 holder.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2023 was 1607 Capital Partners, an estimated $5.21M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2023 was Shaker Financial Services, an estimated $2.98M sold.
Based on aggregated 13F filings for Q3 2023.