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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

100 hedge funds and large institutions have $163M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 28 increasing their positions, 31 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 6

11% more funds holding

Funds holding: 90100 (+10)

0.88% less ownership

Funds ownership: 31.91%31.03% (-0.88%)

10% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 31

6% less capital invested

Capital invested by funds: $175M → $163M (-$11.3M)

Holders
100
Holders Change
+10
Holders Change %
+11.11%
% of All Funds
1.34%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
28
Reduced
31
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.4M +$108K +7,197 +0.4%
Bank of America
2
Bank of America
North Carolina
$18.4M +$606K +40,199 +3%
Raymond James Financial
3
Raymond James Financial
Florida
$10.9M +$92K +6,110 +0.8%
Wells Fargo
4
Wells Fargo
California
$10.3M -$696K -46,205 -6%
Invesco
5
Invesco
Georgia
$8.64M +$251K +16,687 +3%
GC
6
Guggenheim Capital
Illinois
$8.33M -$891K -59,125 -9%
UBS Group
7
UBS Group
Switzerland
$7.19M -$3.62M -240,321 -33%
CA
8
Cornerstone Advisors
North Carolina
$6.73M -$1.92M -127,403 -22%
CIA
9
Capital Investment Advisors
Georgia
$5.86M +$331K +21,988 +6%
AA
10
AQR Arbitrage
Connecticut
$5.64M -$544K -36,101 -8%
SCM
11
Saba Capital Management
New York
$4.22M
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$4.14M +$94.9K +6,302 +2%
SFS
13
Shaker Financial Services
Virginia
$4M +$2.62M +173,618 +180%
WAM
14
Wolverine Asset Management
Illinois
$3.24M +$1.03M +68,048 +44%
1CP
15
1607 Capital Partners
Virginia
$2.58M -$1.68M -111,465 -38%
AAM
16
Advisors Asset Management
Colorado
$2.36M -$1.03M -68,369 -30%
LPL Financial
17
LPL Financial
California
$2.02M +$211K +13,998 +11%
MML Investors Services
18
MML Investors Services
Massachusetts
$1.79M +$67.5K +4,483 +4%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.7M -$6.49K -431 -0.4%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$1.33M +$52.2K +3,467 +4%
Ameriprise
21
Ameriprise
Minnesota
$1.26M +$143K +9,523 +12%
PAG
22
Private Advisor Group
New Jersey
$1.16M -$82.8K -5,497 -6%
Osaic Holdings
23
Osaic Holdings
Arizona
$1.12M +$7.26K +482 +0.6%
NS
24
NBC Securities
Alabama
$1.05M +$1.09M +72,549 +290,196%
ICM
25
Ionic Capital Management
New York
$1.05M

DIAX Hedge Fund Activity: Q1 2025 in Review

100 of the 7,464 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2025, worth a combined $163M — down 6.5% from $175M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new DIAX positions and 6 closed out — a net gain of 12 holders — while 28 added to existing stakes and 31 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $2.62M. The largest seller was UBS Group, cutting an estimated $3.62M.

  • 100 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2025, up from 90 in Q4 2024.
  • Funds reported $163M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2025, down 6.5% quarter-over-quarter.
  • 18 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2025 and 6 closed out, a net change of +12 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2025 was Shaker Financial Services, an estimated $2.62M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2025 was UBS Group, an estimated $3.62M sold.

Based on aggregated 13F filings for Q1 2025.