Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
84 hedge funds and large institutions have $91.6M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 20 increasing their positions, 28 reducing their positions, and 7 closing their positions.
86% more first-time investments, than exits
New positions opened: 13 | Existing positions closed: 7
5% more funds holding
Funds holding: 80 → 84 (+4)
1.53% more ownership
Funds ownership: 18.58% → 20.11% (+1.5%)
24% less capital invested
Capital invested by funds: $120M → $91.6M (-$28.2M)
29% less repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 28
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ICM
Ionic Capital Management
New York
|
+$2.93M |
| 2 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
+$1.83M |
| 3 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$1.52M |
| 4 |
OA
Oxbow Advisors
Austin,
Texas
|
+$1.5M |
| 5 |
FAM
Formidable Asset Management
Cincinnati,
Ohio
|
+$1.24M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$2.41M |
| 2 |
Morgan Stanley
New York
|
-$945K |
| 3 |
SWP
Stratos Wealth Partners
Beachwood,
Ohio
|
-$790K |
| 4 |
LFAS
Level Four Advisory Services
Dallas,
Texas
|
-$780K |
| 5 |
RICHC
Renaissance Investment Consultants Holding Company
Wayne,
Pennsylvania
|
-$736K |
DIAX Hedge Fund Activity: Q1 2020 in Review
84 of the 4,548 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2020, worth a combined $91.6M — down 24% from $120M a quarter earlier.
Buyers outnumbered sellers: 13 funds opened new DIAX positions and 7 closed out — a net gain of 6 holders — while 20 added to existing stakes and 28 trimmed.
The largest buyer was Ionic Capital Management, opening a new position worth an estimated $2.93M. The largest seller was UBS Group, cutting an estimated $2.41M.
- 84 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2020, up from 80 in Q4 2019.
- Funds reported $91.6M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2020, down 24% quarter-over-quarter.
- 13 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2020 and 7 closed out, a net change of +6 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2020 was Ionic Capital Management, an estimated $2.93M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2020 was UBS Group, an estimated $2.41M sold.
Based on aggregated 13F filings for Q1 2020.