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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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51 hedge funds and large institutions have $74.4M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2014 Q4 according to their latest regulatory filings, with 51 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

13.39% more ownership

Funds ownership: 0% → 13.39% (+13%)

Holders
51
Holders Change
+51
Holders Change %
–
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
51
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$16.7M
2
Invesco
Invesco
Georgia
+$7.87M
3
GC
Guggenheim Capital
Illinois
+$6.04M
4
Bank of America
Bank of America
North Carolina
+$5.12M
5
AAM
Advisors Asset Management
Colorado
+$4.57M

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$16M +$16.7M +1,036,388 New
Invesco
2
Invesco
Georgia
$7.54M +$7.87M +488,814 New
GC
3
Guggenheim Capital
Illinois
$5.79M +$6.04M +375,180 New
Bank of America
4
Bank of America
North Carolina
$4.9M +$5.12M +317,806 New
AAM
5
Advisors Asset Management
Colorado
$4.38M +$4.57M +283,954 New
Morgan Stanley
6
Morgan Stanley
New York
$4.32M +$4.51M +279,890 New
UBS Group
7
UBS Group
Switzerland
$4.25M +$4.44M +275,896 New
RJA
8
Raymond James & Associates
Florida
$3M +$3.14M +194,667 New
LPL Financial
9
LPL Financial
California
$2.87M +$3M +185,985 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.74M +$2.86M +177,454 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.47M +$2.58M +159,979 New
PAG
12
Private Advisor Group
New Jersey
$2.07M +$2.16M +134,316 New
FAM
13
Formidable Asset Management
Ohio
$1.82M +$1.9M +118,148 New
ACP
14
Aviance Capital Partners
Florida
$1.77M +$1.85M +114,787 New
Cohen & Steers
15
Cohen & Steers
New York
$1.18M +$1.24M +76,784 New
DA
16
Doliver Advisors
Texas
$1.08M +$1.13M +69,857 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$966K +$1.01M +62,649 New
C
18
CFO4Life
Texas
$899K +$939K +58,303 New
FSA
19
Financial Sense Advisors
California
$808K +$844K +52,401 New
SCM
20
Schnieders Capital Management
California
$650K +$679K +42,135 New
BCA
21
Benchmark Capital Advisors
New York
$626K +$654K +40,604 New
ICAS
22
Investors Capital Advisory Services
Massachusetts
$552K +$578K +35,856 New
VKH
23
Virtu KCG Holdings
New York
$432K +$451K +27,988 New
JMPWA
24
JP Morgan Private Wealth Advisors
California
$415K +$433K +26,898 New
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$376K +$392K +24,361 New
1
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DIAX Hedge Fund Activity: Q4 2014 in Review

51 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2014, worth a combined $74.4M.

Buyers outnumbered sellers: 51 funds opened new DIAX positions and 0 closed out — a net gain of 51 holders — while 0 added to existing stakes and 0 trimmed.

The largest buyer was Wells Fargo, opening a new position worth an estimated $16.7M.

  • 51 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2014, up from 0 in Q3 2014.
  • Funds reported $74.4M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2014.
  • 51 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2014 and 0 closed out, a net change of +51 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2014 was Wells Fargo, an estimated $16.7M added.

Based on aggregated 13F filings for Q4 2014.