Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
54 hedge funds and large institutions have $112M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 18 increasing their positions, 24 reducing their positions, and 10 closing their positions.
3% more capital invested
Capital invested by funds: $109M → $112M (+$3.06M)
0.46% more ownership
Funds ownership: 21.12% → 21.58% (+0.46%)
10% less funds holding
Funds holding: 60 → 54 (-6)
25% less repeat investments, than reductions
Existing positions increased: 18 | Existing positions reduced: 24
60% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 10
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KIM
Karpus Investment Management
Pittsford,
New York
|
+$2.89M |
| 2 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
+$917K |
| 3 |
PPA
Parametric Portfolio Associates
Seattle,
Washington
|
+$884K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$713K |
| 5 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
+$656K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$905K |
| 2 |
FSA
Financial Sense Advisors
San Diego,
California
|
-$809K |
| 3 |
Morgan Stanley
New York
|
-$678K |
| 4 |
SG Americas Securities
New York
|
-$566K |
| 5 |
LPL Financial
San Diego,
California
|
-$485K |
DIAX Hedge Fund Activity: Q1 2016 in Review
54 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2016, worth a combined $112M — up 2.8% from $109M a quarter earlier.
Sellers outnumbered buyers: 10 funds closed out of DIAX and 4 opened new positions — a net loss of 6 holders — while 24 trimmed existing stakes and 18 added.
The largest buyer was Karpus Investment Management, adding an estimated $2.89M. The largest seller was Wells Fargo, cutting an estimated $905K.
- 54 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2016, down from 60 in Q4 2015.
- Funds reported $112M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2016, up 2.8% quarter-over-quarter.
- 4 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2016 and 10 closed out, a net change of -6 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2016 was Karpus Investment Management, an estimated $2.89M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2016 was Wells Fargo, an estimated $905K sold.
Based on aggregated 13F filings for Q1 2016.