Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
60 hedge funds and large institutions have $109M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2017 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 27 increasing their positions, 11 reducing their positions, and 8 closing their positions.
145% more repeat investments, than reductions
Existing positions increased: 27 | Existing positions reduced: 11
2.93% less ownership
Funds ownership: 21.16% → 18.23% (-2.9%)
3% less funds holding
Funds holding: 62 → 60 (-2)
9% less capital invested
Capital invested by funds: $120M → $109M (-$10.8M)
25% less first-time investments, than exits
New positions opened: 6 | Existing positions closed: 8
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
OA
Oxbow Advisors
Austin,
Texas
|
+$1.24M |
| 2 |
CIA
Capital Investment Advisors
Atlanta,
Georgia
|
+$1.2M |
| 3 |
Wells Fargo
San Francisco,
California
|
+$1.11M |
| 4 |
CRC
Curi RMB Capital
Chicago,
Illinois
|
+$907K |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$900K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PPA
Parametric Portfolio Associates
Seattle,
Washington
|
-$9.96M |
| 2 |
KIM
Karpus Investment Management
Pittsford,
New York
|
-$4.95M |
| 3 |
LPL Financial
San Diego,
California
|
-$4.07M |
| 4 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$1.91M |
| 5 |
FAM
Formidable Asset Management
Cincinnati,
Ohio
|
-$1.46M |
DIAX Hedge Fund Activity: Q2 2017 in Review
60 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2017, worth a combined $109M — down 9.1% from $120M a quarter earlier.
Sellers outnumbered buyers: 8 funds closed out of DIAX and 6 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 27 added.
The largest buyer was Oxbow Advisors, adding an estimated $1.24M. The largest seller was Parametric Portfolio Associates, cutting an estimated $9.96M.
- 60 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2017, down from 62 in Q1 2017.
- Funds reported $109M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2017, down 9.1% quarter-over-quarter.
- 6 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2017 and 8 closed out, a net change of -2 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2017 was Oxbow Advisors, an estimated $1.24M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2017 was Parametric Portfolio Associates, an estimated $9.96M sold.
Based on aggregated 13F filings for Q2 2017.