CRC
DIAX

Curi RMB Capital’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Curi RMB Capital’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-14,412
Closed -$195K – 596
2020
Q3 		$195K Buy
+14,412
New +$199K 0.01% 555
2017
Q3 		– Sell
-56,080
Closed -$926K – 723
2017
Q2 		$926K Buy
+56,080
New +$907K 0.03% 460
2015
Q2 		– Sell
-90,191
Closed -$1.37M – 483
2015
Q1 		$1.37M Buy
+90,191
New +$1.39M 0.08% 235

Other funds holding DIAX

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Curi RMB Capital's DIAX Position: Q4 2020 in Review

Curi RMB Capital sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q4 2020, closing a stake of 14,412 shares — an estimated $195K sold.

Curi RMB Capital first reported a position in DIAX in Q1 2015 and held it in 3 quarters. The position peaked at $1.37M in Q1 2015. 91 funds tracked by Wall St. Rank hold DIAX as of Q4 2020.

  • Curi RMB Capital reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q4 2020 after selling out during the quarter.
  • Curi RMB Capital sold 14,412 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2020, an estimated $195K.
  • Curi RMB Capital first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q1 2015 and held it in 3 quarters.
  • Curi RMB Capital's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $1.37M in Q1 2015.
  • 91 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2020.

Based on Curi RMB Capital's 13F filing for Q4 2020, filed 11 Feb 2021.