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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

56 hedge funds and large institutions have $96.9M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2015 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $90.3M → $96.9M (+$6.59M)

1.59% more ownership

Funds ownership: 16.5%18.08% (+1.6%)

6% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 18

2% less funds holding

Funds holding: 5756 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
56
Holders Change
-1
Holders Change %
-1.75%
% of All Funds
1.51%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
19
Reduced
18
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$19.3M +$446K +29,347 +2%
PPA
2
Parametric Portfolio Associates
Washington
$8.93M +$7.9M +520,220 +642%
Invesco
3
Invesco
Georgia
$8.59M +$985K +64,829 +13%
AAM
4
Advisors Asset Management
Colorado
$6.03M -$449K -29,565 -7%
GC
5
Guggenheim Capital
Illinois
$4.74M -$1.01M -66,667 -17%
UBS Group
6
UBS Group
Switzerland
$4.56M +$277K +18,269 +6%
Morgan Stanley
7
Morgan Stanley
New York
$4.32M -$68.1K -4,483 -2%
Bank of America
8
Bank of America
North Carolina
$3.92M -$259K -17,027 -6%
1832 Asset Management
9
1832 Asset Management
Ontario, Canada
$3.91M
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$3.47M +$274K +18,046 +8%
KIM
11
Karpus Investment Management
New York
$3.47M +$3.55M +233,510 New
RJA
12
Raymond James & Associates
Florida
$3.41M +$224K +14,727 +7%
WAM
13
Wolverine Asset Management
Illinois
$3.2M +$786K +51,738 +32%
LPL Financial
14
LPL Financial
California
$2.47M -$291K -19,180 -10%
PAG
15
Private Advisor Group
New Jersey
$1.85M -$41.2K -2,714 -2%
FAM
16
Formidable Asset Management
Ohio
$1.73M
ACP
17
Aviance Capital Partners
Florida
$1.7M -$103K -6,787 -6%
Cohen & Steers
18
Cohen & Steers
New York
$1.01M
CWM
19
Concert Wealth Management
California
$901K +$922K +60,733 New
SCM
20
Schnieders Capital Management
California
$804K -$16.7K -1,100 -2%
C
21
CFO4Life
Texas
$783K +$11.2K +738 +1%
FSA
22
Financial Sense Advisors
California
$778K
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$712K +$174K +11,448 +31%
BCA
24
Benchmark Capital Advisors
New York
$562K -$35.4K -2,332 -6%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$546K -$339K -22,332 -38%

DIAX Hedge Fund Activity: Q2 2015 in Review

56 of the 3,713 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2015, worth a combined $96.9M — up 7.3% from $90.3M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of DIAX and 6 opened new positions — a net loss of 1 holder — while 18 trimmed existing stakes and 19 added.

The largest buyer was Parametric Portfolio Associates, adding an estimated $7.9M. The largest seller was Curi RMB Capital, exiting entirely with an estimated $1.37M sold.

  • 56 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2015, down from 57 in Q1 2015.
  • Funds reported $96.9M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2015, up 7.3% quarter-over-quarter.
  • 6 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2015 and 7 closed out, a net change of -1 holder.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2015 was Parametric Portfolio Associates, an estimated $7.9M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2015 was Curi RMB Capital, an estimated $1.37M sold.

Based on aggregated 13F filings for Q2 2015.