Doliver Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Doliver Advisors’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-16,190	Closed	-$228K	–	192
2016 Q1	$228K	Buy	+16,190	New	+$217K	0.2%	112
2015 Q4	–	Sell	-18,190	Closed	-$245K	–	172
2015 Q3	$245K	Buy	+18,190	New	+$261K	0.18%	147
2015 Q2	–	Sell	-50,895	Closed	-$772K	–	284
2015 Q1	$772K	Sell	50,895 -18,962	-27%	-$293K	0.5%	75
2014 Q4	$1.08M	Buy	+69,857	New	+$1.13M	0.75%	39

Other funds holding DIAX

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Doliver Advisors's DIAX Position: Q2 2016 in Review

Doliver Advisors sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q2 2016, closing a stake of 16,190 shares — an estimated $228K sold.

Doliver Advisors first reported a position in DIAX in Q4 2014 and held it in 4 quarters. The position peaked at $1.08M in Q4 2014. 53 funds tracked by Wall St. Rank hold DIAX as of Q2 2016.

Doliver Advisors reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q2 2016 after selling out during the quarter.
Doliver Advisors sold 16,190 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q2 2016, an estimated $228K.
Doliver Advisors first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and held it in 4 quarters.
Doliver Advisors's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $1.08M in Q4 2014.
53 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2016.

Based on Doliver Advisors's 13F filing for Q2 2016, filed 12 Aug 2016.