Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
62 hedge funds and large institutions have $94.4M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 26 reducing their positions, and 5 closing their positions.
120% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 5
11% more funds holding
Funds holding: 56 → 62 (+6)
1.32% more ownership
Funds ownership: 18.08% → 19.4% (+1.3%)
3% less capital invested
Capital invested by funds: $96.9M → $94.4M (-$2.47M)
46% less repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 26
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PPA
Parametric Portfolio Associates
Seattle,
Washington
|
+$5.82M |
| 2 |
KIM
Karpus Investment Management
Pittsford,
New York
|
+$3.99M |
| 3 |
Bank of Nova Scotia
Toronto,
Ontario, Canada
|
+$1.69M |
| 4 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
+$1.28M |
| 5 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$868K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$5.45M |
| 2 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
-$715K |
| 3 |
Invesco
Atlanta,
Georgia
|
-$522K |
| 4 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$353K |
| 5 |
C
CFO4Life
Coppell,
Texas
|
-$325K |
DIAX Hedge Fund Activity: Q3 2015 in Review
62 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2015, worth a combined $94.4M — down 2.5% from $96.9M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new DIAX positions and 5 closed out — a net gain of 6 holders — while 14 added to existing stakes and 26 trimmed.
The largest buyer was Parametric Portfolio Associates, adding an estimated $5.82M. The largest seller was Wells Fargo, cutting an estimated $5.45M.
- 62 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2015, up from 56 in Q2 2015.
- Funds reported $94.4M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2015, down 2.5% quarter-over-quarter.
- 11 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2015 and 5 closed out, a net change of +6 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2015 was Parametric Portfolio Associates, an estimated $5.82M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2015 was Wells Fargo, an estimated $5.45M sold.
Based on aggregated 13F filings for Q3 2015.