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Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Formidable Asset Management
1
Formidable Asset Management
Ohio
– -$570K -37,371 Closed
Stolper & Co
2
Stolper & Co
Oklahoma
– -$10M -14,709 Closed
Private Trust Company
3
Private Trust Company
Ohio
– -$45.1K -3,200 Closed
BSC
4
BOLTON SECURITIES CORPORATION
Massachusetts
– -$42.3K -3,000 Closed