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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.9M +$1.03M +66,698 +8%
UBS Group
2
UBS Group
Switzerland
$10.4M +$242K +15,606 +2%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$9.88M +$91.9K +5,929 +0.8%
GC
4
Guggenheim Capital
Illinois
$8.57M -$817K -52,743 -8%
Wells Fargo
5
Wells Fargo
California
$7.72M +$619K +39,973 +8%
MML Investors Services
6
MML Investors Services
Massachusetts
$6.32M +$7.25M +468,264 New
Bank of America
7
Bank of America
North Carolina
$5.93M +$877K +56,579 +15%
Invesco
8
Invesco
Georgia
$5.74M -$432K -27,873 -6%
AAM
9
Advisors Asset Management
Colorado
$4.94M -$52.7K -3,402 -0.9%
SFS
10
Shaker Financial Services
Virginia
$3.17M -$738K -47,661 -17%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$2.78M -$7.49M -483,262 -70%
RJA
12
Raymond James & Associates
Florida
$2.71M -$159K -10,270 -5%
Stifel Financial
13
Stifel Financial
Missouri
$2.37M +$2.94K +190 +0.1%
LPL Financial
14
LPL Financial
California
$2.11M +$1.02M +65,596 +72%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.95M +$30.5K +1,967 +1%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.65M +$43.7K +2,818 +2%
Ameriprise
17
Ameriprise
Minnesota
$1.57M -$34.6K -2,233 -2%
SCM
18
Schnieders Capital Management
California
$1.57M +$18.6K +1,200 +1%
PAG
19
Private Advisor Group
New Jersey
$1.43M +$68K +4,390 +4%
IWC
20
Integrated Wealth Concepts
Massachusetts
$1.39M +$120K +7,734 +8%
DADC
21
D.A. Davidson & Co
Montana
$1.34M +$14.1K +912 +0.9%
FAM
22
Formidable Asset Management
Ohio
$1.02M -$197K -12,744 -16%
AWS
23
Atria Wealth Solutions
New York
$905K +$835K +53,897 +458%
SDAM
24
Shulman DeMeo Asset Management
New York
$842K -$2.34K -151 -0.2%
RJT
25
Raymond James Trust
Florida
$835K – – –
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