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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.2M -$1.41M -94,609 -5%
SCM
2
Saba Capital Management
New York
$24.4M +$8.41M +565,320 +55%
Bank of America
3
Bank of America
North Carolina
$17.1M +$258K +17,328 +2%
Raymond James Financial
4
Raymond James Financial
Florida
$11.1M -$24.5K -1,648 -0.2%
Wells Fargo
5
Wells Fargo
California
$9.71M +$296K +19,892 +3%
Allspring Global Investments
6
Allspring Global Investments
North Carolina
$9.21M +$1.13M +75,743 +14%
Invesco
7
Invesco
Georgia
$8.47M -$401K -26,925 -5%
GC
8
Guggenheim Capital
Illinois
$7.21M -$853K -57,343 -11%
UBS Group
9
UBS Group
Switzerland
$6.16M -$373K -25,047 -6%
CIA
10
Capital Investment Advisors
Georgia
$5.39M -$129K -8,681 -2%
WAM
11
Wolverine Asset Management
Illinois
$3.8M +$38.2K +2,569 +1%
AA
12
AQR Arbitrage
Connecticut
$3.12M -$1.04M -69,993 -25%
LPL Financial
13
LPL Financial
California
$3.09M -$160K -10,787 -5%
SFS
14
Shaker Financial Services
Virginia
$3.04M -$1.87M -125,554 -39%
CA
15
Cornerstone Advisors
North Carolina
$2.83M -$2.8M -188,467 -50%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$2.8M +$33K +2,221 +1%
MML Investors Services
17
MML Investors Services
Massachusetts
$2.07M +$141K +9,502 +8%
1CP
18
1607 Capital Partners
Virginia
$1.8M -$495K -33,250 -22%
AC
19
Almitas Capital
California
$1.74M +$1.7M +114,201 New
RCM
20
Rivernorth Capital Management
Florida
$1.71M +$92.2K +6,196 +6%
AIA
21
Absolute Investment Advisers
Florida
$1.54M +$1.46M +98,482 New
Osaic Holdings
22
Osaic Holdings
Arizona
$1.47M +$46.5K +3,128 +3%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1.42M -$11.8K -795 -0.8%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$1.4M +$25.1K +1,687 +2%
NS
25
NBC Securities
Alabama
$1.38M +$72K +4,843 +6%
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