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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$11.2M -$2.41M -150,225 -14%
Morgan Stanley
2
Morgan Stanley
New York
$8.2M -$945K -58,819 -8%
Wells Fargo
3
Wells Fargo
California
$7.79M +$154K +9,614 +2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$7.21M +$64.3K +4,002 +0.7%
OA
5
Oxbow Advisors
Texas
$5.46M +$1.5M +93,045 +27%
Invesco
6
Invesco
Georgia
$5.37M +$864K +53,792 +14%
AAM
7
Advisors Asset Management
Colorado
$4.1M -$254K -15,815 -5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.75M -$242K -15,060 -5%
SFS
9
Shaker Financial Services
Virginia
$3.51M +$1.04M +64,681 +30%
Bank of America
10
Bank of America
North Carolina
$3.35M -$143K -8,928 -3%
RJA
11
Raymond James & Associates
Florida
$3.14M +$394K +24,525 +11%
ICM
12
Ionic Capital Management
New York
$2.28M +$2.93M +182,023 New
PAG
13
Private Advisor Group
New Jersey
$2.06M +$390K +24,276 +17%
LPL Financial
14
LPL Financial
California
$1.74M +$109K +6,789 +5%
WAM
15
Wolverine Asset Management
Illinois
$1.49M +$1.52M +94,336 +386%
1CP
16
1607 Capital Partners
Virginia
$1.43M +$1.83M +113,938 New
Osaic Holdings
17
Osaic Holdings
Arizona
$1.35M +$1.73M +107,758 New
MGWM
18
Marks Group Wealth Management
Minnesota
$1.17M – – –
GC
19
Guggenheim Capital
Illinois
$1.11M +$668K +41,541 +88%
SCM
20
Schnieders Capital Management
California
$1.08M -$57.3K -3,565 -4%
Ameriprise
21
Ameriprise
Minnesota
$1.06M +$283K +17,603 +26%
ACP
22
Aviance Capital Partners
Florida
$1.02M -$66.1K -4,112 -5%
FAM
23
Formidable Asset Management
Ohio
$967K +$1.24M +77,248 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$940K -$16.9K -1,053 -1%
SDAM
25
Shulman DeMeo Asset Management
New York
$938K -$42.2K -2,628 -3%
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