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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.4M +$2.55M +167,903 +18%
UBS Group
2
UBS Group
Switzerland
$11.9M -$29.4K -1,938 -0.3%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$11.9M +$492K +32,445 +4%
GC
4
Guggenheim Capital
Illinois
$9.75M -$94.8K -6,246 -1%
Wells Fargo
5
Wells Fargo
California
$9.75M +$860K +56,643 +10%
MML Investors Services
6
MML Investors Services
Massachusetts
$8.02M +$740K +48,737 +10%
Bank of America
7
Bank of America
North Carolina
$6.98M +$163K +10,750 +2%
AAM
8
Advisors Asset Management
Colorado
$5.99M +$303K +19,996 +5%
Invesco
9
Invesco
Georgia
$5.44M -$1.13M -74,331 -17%
RJA
10
Raymond James & Associates
Florida
$2.92M -$197K -13,010 -6%
Stifel Financial
11
Stifel Financial
Missouri
$2.82M +$88.4K +5,823 +3%
LPL Financial
12
LPL Financial
California
$2.61M +$179K +11,808 +8%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.36M +$118K +7,765 +5%
SCM
14
Schnieders Capital Management
California
$1.97M +$158K +10,400 +9%
Ameriprise
15
Ameriprise
Minnesota
$1.88M +$68.9K +4,539 +4%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.81M -$84K -5,536 -5%
IWC
17
Integrated Wealth Concepts
Massachusetts
$1.59M -$6.51K -429 -0.4%
DADC
18
D.A. Davidson & Co
Montana
$1.57M +$26.1K +1,719 +2%
SFS
19
Shaker Financial Services
Virginia
$1.46M -$2.14M -141,168 -60%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$1.17M +$1.14M +75,350 New
FAM
21
Formidable Asset Management
Ohio
$1.07M – – –
AWS
22
Atria Wealth Solutions
New York
$997K -$20.6K -1,358 -2%
SDAM
23
Shulman DeMeo Asset Management
New York
$960K -$7.75K -511 -0.8%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$894K -$2.25M -148,507 -72%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$891K +$52.2K +3,442 +6%
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