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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.7M -$700K -40,588 -4%
UBS Group
2
UBS Group
Switzerland
$12M +$406K +23,508 +3%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$11.4M +$325K +18,833 +3%
GC
4
Guggenheim Capital
Illinois
$10.2M +$1.19M +68,778 +13%
Invesco
5
Invesco
Georgia
$9.88M +$409K +23,697 +4%
Wells Fargo
6
Wells Fargo
California
$9.6M -$17.9K -1,038 -0.2%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$9.13M +$2.29M +132,641 +32%
OA
8
Oxbow Advisors
Texas
$6.61M -$104K -6,047 -2%
1CP
9
1607 Capital Partners
Virginia
$5M -$704K -40,775 -12%
Stifel Financial
10
Stifel Financial
Missouri
$4.82M +$272K +15,748 +6%
SFS
11
Shaker Financial Services
Virginia
$4.76M +$91.8K +5,321 +2%
Bank of America
12
Bank of America
North Carolina
$4.52M -$329K -19,075 -7%
AAM
13
Advisors Asset Management
Colorado
$4.44M +$116K +6,736 +3%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$3.04M +$257K +14,889 +9%
SCM
15
Schnieders Capital Management
California
$1.7M +$12.1K +700 +0.7%
RJA
16
Raymond James & Associates
Florida
$1.63M -$685K -39,713 -29%
Ameriprise
17
Ameriprise
Minnesota
$1.63M +$60.8K +3,522 +4%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.56M -$22.4K -1,297 -1%
PAG
19
Private Advisor Group
New Jersey
$1.48M -$12K -695 -0.8%
FAM
20
Formidable Asset Management
Ohio
$1.44M -$26.1K -1,512 -2%
ACP
21
Aviance Capital Partners
Florida
$1.43M +$45.2K +2,621 +3%
DADC
22
D.A. Davidson & Co
Montana
$1.38M +$281K +16,265 +25%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$1.28M +$111K +6,436 +9%
PAS
24
Park Avenue Securities
New York
$1.21M +$97.5K +5,652 +9%
LPL Financial
25
LPL Financial
California
$1M -$52.4K -3,035 -5%
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