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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$13.6M +$5.82M +406,355 +68%
Wells Fargo
2
Wells Fargo
California
$12.4M -$5.45M -380,438 -29%
Invesco
3
Invesco
Georgia
$7.31M -$522K -36,402 -6%
KIM
4
Karpus Investment Management
New York
$6.91M +$3.99M +278,752 +119%
AAM
5
Advisors Asset Management
Colorado
$6.29M +$868K +60,573 +15%
UBS Group
6
UBS Group
Switzerland
$4.1M -$42.9K -2,996 -1%
GC
7
Guggenheim Capital
Illinois
$3.97M -$353K -24,619 -8%
Morgan Stanley
8
Morgan Stanley
New York
$3.8M -$133K -9,290 -3%
1832 Asset Management
9
1832 Asset Management
Ontario, Canada
$3.44M -$134K -9,332 -4%
Bank of America
10
Bank of America
North Carolina
$3.39M -$177K -12,377 -5%
RJA
11
Raymond James & Associates
Florida
$3.07M -$21.1K -1,471 -0.6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.85M -$321K -22,422 -10%
LPL Financial
13
LPL Financial
California
$2.3M +$31.4K +2,190 +1%
WAM
14
Wolverine Asset Management
Illinois
$2.23M -$715K -49,885 -23%
Bank of Nova Scotia
15
Bank of Nova Scotia
Ontario, Canada
$1.59M +$1.69M +117,799 New
FAM
16
Formidable Asset Management
Ohio
$1.57M +$2.92K +204 +0.2%
PAG
17
Private Advisor Group
New Jersey
$1.5M -$183K -12,773 -10%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$1.5M +$1.28M +89,103 +407%
ACP
19
Aviance Capital Partners
Florida
$1.49M -$57.7K -4,024 -4%
Cohen & Steers
20
Cohen & Steers
New York
$922K – – –
CWM
21
Concert Wealth Management
California
$825K +$6.16K +430 +0.7%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$736K +$782K +54,591 New
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$664K +$18.1K +1,265 +3%
FSA
24
Financial Sense Advisors
California
$555K -$161K -11,232 -21%
BCA
25
Benchmark Capital Advisors
New York
$537K +$28.7K +2,000 +5%
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