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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.1M +$3.82M +264,453 +24%
Bank of America
2
Bank of America
North Carolina
$15.4M +$160K +11,118 +1%
Wells Fargo
3
Wells Fargo
California
$13.3M +$3.71M +256,762 +39%
UBS Group
4
UBS Group
Switzerland
$11.5M +$179K +12,389 +2%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$10.4M +$47.2K +3,272 +0.5%
CA
6
Cornerstone Advisors
North Carolina
$10.3M +$1.6M +111,091 +19%
1CP
7
1607 Capital Partners
Virginia
$8.99M +$1.06M +73,469 +14%
Invesco
8
Invesco
Georgia
$8.27M +$227K +15,712 +3%
GC
9
Guggenheim Capital
Illinois
$8.05M +$166K +11,491 +2%
AA
10
AQR Arbitrage
Connecticut
$5.92M +$1.3M +89,776 +29%
AAM
11
Advisors Asset Management
Colorado
$4.86M -$334K -23,138 -7%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$3.46M +$210K +14,561 +7%
WAM
13
Wolverine Asset Management
Illinois
$3.35M -$537K -37,208 -14%
SFS
14
Shaker Financial Services
Virginia
$2.86M -$664K -45,976 -19%
Stifel Financial
15
Stifel Financial
Missouri
$2.63M -$7.14K -495 -0.3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.08M -$179K -12,427 -8%
ICM
17
Ionic Capital Management
New York
$1.78M -$1.06M -73,193 -38%
LCM
18
Landscape Capital Management
New Jersey
$1.76M -$94.5K -6,544 -5%
Ameriprise
19
Ameriprise
Minnesota
$1.67M -$404K -28,012 -22%
LPL Financial
20
LPL Financial
California
$1.59M -$309K -21,423 -16%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.55M -$20K -1,385 -1%
MML Investors Services
22
MML Investors Services
Massachusetts
$1.54M +$264K +18,283 +21%
PAG
23
Private Advisor Group
New Jersey
$1.52M +$3.72K +258 +0.3%
SCM
24
Schnieders Capital Management
California
$1.47M -$127K -8,775 -8%
RJA
25
Raymond James & Associates
Florida
$1.4M -$164K -11,387 -11%
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