TJHA
DIAX

Thomas J. Herzfeld Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-183,190
Closed -$2.8M – 118
2025
Q4 		$2.8M Buy
183,190
+2,221
+1% +$33K 0.95% 28
2025
Q3 		$2.69M Sell
180,969
-63,240
-26% -$917K 0.92% 32
2025
Q2 		$3.5M Sell
244,209
-41,327
-14% -$575K 1.25% 27
2025
Q1 		$4.14M Buy
285,536
+6,302
+2% +$94.9K 1.41% 20
2024
Q4 		$4.21M Buy
279,234
+11,148
+4% +$169K 1.35% 22
2024
Q3 		$3.98M Buy
268,086
+14,855
+6% +$213K 1.33% 21
2024
Q2 		$3.55M Buy
253,231
+16,941
+7% +$238K 1.24% 21
2024
Q1 		$3.46M Buy
236,290
+14,561
+7% +$210K 1.22% 17
2023
Q4 		$3.1M Buy
221,729
+45,035
+25% +$614K 1.14% 24
2023
Q3 		$2.42M Sell
176,694
-10,353
-6% -$146K 0.94% 29
2023
Q2 		$2.64M Buy
+187,047
New +$2.71M 1.05% 27
2017
Q2 		– Sell
-300
Closed -$5K – 292
2017
Q1 		$5K Sell
300
-21,954
-99% -$344K ﹤0.01% 287
2016
Q4 		$334K Buy
+22,254
New +$323K 0.15% 89

Other funds holding DIAX

SC
Stolper & Co Tulsa, Oklahoma $387M AUM 25.53% 1-Year Est. Return
FAM
Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return
PTC
Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

Thomas J. Herzfeld Advisors's DIAX Position: Q1 2026 in Review

Thomas J. Herzfeld Advisors sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2026, closing a stake of 183,190 shares — an estimated $2.8M sold.

Thomas J. Herzfeld Advisors first reported a position in DIAX in Q4 2016 and held it in 13 quarters. The position peaked at $4.21M in Q4 2024. 3 funds tracked by Wall St. Rank hold DIAX as of Q1 2026.

  • Thomas J. Herzfeld Advisors reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2026 after selling out during the quarter.
  • Thomas J. Herzfeld Advisors sold 183,190 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2026, an estimated $2.8M.
  • Thomas J. Herzfeld Advisors first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2016 and held it in 13 quarters.
  • Thomas J. Herzfeld Advisors's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $4.21M in Q4 2024.
  • 3 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2026.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2026, filed 12 May 2026.