We are live on ! Find out more
DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

90 hedge funds and large institutions have $175M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2024 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 26 increasing their positions, 36 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 8

5% more funds holding

Funds holding: 8690 (+4)

3% more capital invested

Capital invested by funds: $170M → $175M (+$4.43M)

0.37% more ownership

Funds ownership: 31.54%31.91% (+0.37%)

28% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 36

Holders
90
Holders Change
+4
Holders Change %
+4.65%
% of All Funds
1.18%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
26
Reduced
36
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.4M +$3.77M +248,939 +15%
Bank of America
2
Bank of America
North Carolina
$18.5M +$1.11M +73,424 +6%
Wells Fargo
3
Wells Fargo
California
$11.4M +$528K +34,811 +5%
Raymond James Financial
4
Raymond James Financial
Florida
$11.2M +$11.3M +745,243 New
UBS Group
5
UBS Group
Switzerland
$11.1M -$485K -32,028 -4%
GC
6
Guggenheim Capital
Illinois
$9.54M +$467K +30,804 +5%
CA
7
Cornerstone Advisors
North Carolina
$8.92M -$3.33M -219,426 -27%
Invesco
8
Invesco
Georgia
$8.73M -$262K -17,270 -3%
AA
9
AQR Arbitrage
Connecticut
$6.55M -$723K -47,719 -10%
CIA
10
Capital Investment Advisors
Georgia
$5.76M +$5.46M +360,282 +1,604%
SCM
11
Saba Capital Management
New York
$4.38M -$9.09K -600 -0.2%
1CP
12
1607 Capital Partners
Virginia
$4.36M -$1.83M -120,691 -29%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$4.21M +$169K +11,148 +4%
AAM
14
Advisors Asset Management
Colorado
$3.48M -$148K -9,750 -4%
WAM
15
Wolverine Asset Management
Illinois
$2.34M -$2.12M -140,178 -47%
IAA
16
Independent Advisor Alliance
North Carolina
$2.06M +$2.07M +136,817 New
LPL Financial
17
LPL Financial
California
$1.89M -$6.88K -454 -0.4%
MML Investors Services
18
MML Investors Services
Massachusetts
$1.79M -$22.3K -1,472 -1%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.77M -$78.3K -5,168 -4%
SFS
20
Shaker Financial Services
Virginia
$1.45M -$1.75M -115,504 -54%
PAS
21
Park Avenue Securities
New York
$1.38M +$68.1K +4,493 +5%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$1.33M -$17.4K -1,150 -1%
PAG
23
Private Advisor Group
New Jersey
$1.29M -$51.6K -3,405 -4%
Ameriprise
24
Ameriprise
Minnesota
$1.17M +$311K +20,537 +36%
Osaic Holdings
25
Osaic Holdings
Arizona
$1.15M +$496K +32,753 +75%

DIAX Hedge Fund Activity: Q4 2024 in Review

90 of the 7,599 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2024, worth a combined $175M — up 2.6% from $170M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new DIAX positions and 8 closed out — a net gain of 8 holders — while 26 added to existing stakes and 36 trimmed.

The largest buyer was Capital Investment Advisors, adding an estimated $5.46M. The largest seller was Cornerstone Advisors, cutting an estimated $3.33M.

  • 90 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2024, up from 86 in Q3 2024.
  • Funds reported $175M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2024, up 2.6% quarter-over-quarter.
  • 16 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2024 and 8 closed out, a net change of +8 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2024 was Capital Investment Advisors, an estimated $5.46M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2024 was Cornerstone Advisors, an estimated $3.33M sold.

Based on aggregated 13F filings for Q4 2024.