Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
80 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 28 increasing their positions, 23 reducing their positions, and 4 closing their positions.
250% more first-time investments, than exits
New positions opened: 14 | Existing positions closed: 4
22% more repeat investments, than reductions
Existing positions increased: 28 | Existing positions reduced: 23
15% more capital invested
Capital invested by funds: $110M → $126M (+$16M)
10% more funds holding
Funds holding: 73 → 80 (+7)
0.25% more ownership
Funds ownership: 22.38% → 22.63% (+0.25%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$2.55M |
| 2 |
Baird Financial Group
Milwaukee,
Wisconsin
|
+$1.14M |
| 3 |
Wells Fargo
San Francisco,
California
|
+$860K |
| 4 |
MML Investors Services
Springfield,
Massachusetts
|
+$740K |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$492K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
-$2.25M |
| 2 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$2.14M |
| 3 |
Invesco
Atlanta,
Georgia
|
-$1.13M |
| 4 |
RJT
Raymond James Trust
St. Petersburg,
Florida
|
-$383K |
| 5 |
OFG
OTA Financial Group
Purchase,
New York
|
-$229K |
DIAX Hedge Fund Activity: Q4 2022 in Review
80 of the 6,239 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2022, worth a combined $126M — up 15% from $110M a quarter earlier.
Buyers outnumbered sellers: 14 funds opened new DIAX positions and 4 closed out — a net gain of 10 holders — while 28 added to existing stakes and 23 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $2.55M. The largest seller was Northwestern Mutual Wealth Management, cutting an estimated $2.25M.
- 80 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2022, up from 73 in Q3 2022.
- Funds reported $126M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2022, up 15% quarter-over-quarter.
- 14 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2022 and 4 closed out, a net change of +10 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2022 was Morgan Stanley, an estimated $2.55M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2022 was Northwestern Mutual Wealth Management, an estimated $2.25M sold.
Based on aggregated 13F filings for Q4 2022.