Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
68 hedge funds and large institutions have $101M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 18 reducing their positions, and 10 closing their positions.
17% more repeat investments, than reductions
Existing positions increased: 21 | Existing positions reduced: 18
0.73% less ownership
Funds ownership: 16.5% → 15.77% (-0.73%)
8% less funds holding
Funds holding: 74 → 68 (-6)
10% less capital invested
Capital invested by funds: $112M → $101M (-$10.9M)
50% less first-time investments, than exits
New positions opened: 5 | Existing positions closed: 10
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$1.2M |
| 2 |
Stifel Financial
St. Louis,
Missouri
|
+$694K |
| 3 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$602K |
| 4 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$501K |
| 5 |
DADC
D.A. Davidson & Co
Great Falls,
Montana
|
+$486K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$1.81M |
| 2 |
Wells Fargo
San Francisco,
California
|
-$1.6M |
| 3 |
FSA
Financial Sense Advisors
San Diego,
California
|
-$1.58M |
| 4 |
Bank of Nova Scotia
Toronto,
Ontario, Canada
|
-$1.18M |
| 5 |
Ameriprise
Minneapolis,
Minnesota
|
-$839K |
DIAX Hedge Fund Activity: Q1 2018 in Review
68 of the 4,373 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2018, worth a combined $101M — down 9.7% from $112M a quarter earlier.
Sellers outnumbered buyers: 10 funds closed out of DIAX and 5 opened new positions — a net loss of 5 holders — while 18 trimmed existing stakes and 21 added.
The largest buyer was Morgan Stanley, adding an estimated $1.2M. The largest seller was Raymond James & Associates, cutting an estimated $1.81M.
- 68 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2018, down from 74 in Q4 2017.
- Funds reported $101M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2018, down 9.7% quarter-over-quarter.
- 5 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2018 and 10 closed out, a net change of -5 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2018 was Morgan Stanley, an estimated $1.2M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2018 was Raymond James & Associates, an estimated $1.81M sold.
Based on aggregated 13F filings for Q1 2018.