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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

86 hedge funds and large institutions have $170M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2024 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 27 increasing their positions, 35 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $159M → $170M (+$11.3M)

0.33% more ownership

Funds ownership: 31.21%31.54% (+0.33%)

0% more funds holding

Funds holding: 8686 (0)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

23% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 35

Holders
86
Holders Change
Holders Change %
0%
% of All Funds
1.23%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
27
Reduced
35
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$24.3M +$3.36M +234,062 +17%
Bank of America
2
Bank of America
North Carolina
$17.2M +$442K +30,858 +3%
CA
3
Cornerstone Advisors
North Carolina
$12.1M +$1.61M +112,100 +16%
UBS Group
4
UBS Group
Switzerland
$11.4M -$370K -25,793 -3%
Wells Fargo
5
Wells Fargo
California
$10.7M -$2.86M -199,608 -22%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$9.79M -$77.3K -5,394 -0.8%
GC
7
Guggenheim Capital
Illinois
$8.95M +$25K +1,742 +0.3%
Invesco
8
Invesco
Georgia
$8.86M +$280K +19,525 +3%
AA
9
AQR Arbitrage
Connecticut
$7.13M +$257K +17,909 +4%
1CP
10
1607 Capital Partners
Virginia
$6.1M -$1.89M -131,791 -24%
WAM
11
Wolverine Asset Management
Illinois
$4.39M -$25.9K -1,804 -0.6%
SCM
12
Saba Capital Management
New York
$4.33M +$2.77M +193,186 +196%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$3.98M +$213K +14,855 +6%
AAM
14
Advisors Asset Management
Colorado
$3.57M -$1.21M -84,467 -26%
SFS
15
Shaker Financial Services
Virginia
$3.21M -$91.1K -6,356 -3%
LPL Financial
16
LPL Financial
California
$1.87M -$163K -11,397 -8%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.83M -$128K -8,897 -7%
MML Investors Services
18
MML Investors Services
Massachusetts
$1.79M +$151K +10,534 +10%
LCM
19
Landscape Capital Management
New Jersey
$1.6M +$76.8K +5,359 +5%
ICM
20
Ionic Capital Management
New York
$1.55M -$247K -17,228 -14%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$1.33M -$12.8K -893 -1%
RJA
22
Raymond James & Associates
Florida
$1.32M -$30K -2,090 -2%
PAG
23
Private Advisor Group
New Jersey
$1.32M -$134K -9,367 -10%
PAS
24
Park Avenue Securities
New York
$1.3M -$36.3K -2,534 -3%
IWC
25
Integrated Wealth Concepts
Massachusetts
$1.13M +$19.5K +1,360 +2%

DIAX Hedge Fund Activity: Q3 2024 in Review

86 of the 6,970 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2024, worth a combined $170M — up 7.1% from $159M a quarter earlier.

Fund positioning in DIAX was balanced in Q3 2024: 7 funds opened new positions, 7 closed out, 27 added to existing stakes and 35 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.36M. The largest seller was Wells Fargo, cutting an estimated $2.86M.

  • 86 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2024, unchanged from Q2 2024.
  • Funds reported $170M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2024, up 7.1% quarter-over-quarter.
  • 7 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2024 and 7 closed out, a net change of 0 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2024 was Morgan Stanley, an estimated $3.36M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2024 was Wells Fargo, an estimated $2.86M sold.

Based on aggregated 13F filings for Q3 2024.